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Financial Advisers: SHI PING XU Information

This is the detailed information about SHI PING XU, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000233230, the year the Financial Adviser first provided advice is 1996 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:12.

Financial Adviser Number: 000233230
Financial Adviser Name: SHI PING XU
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1996
  1. Financial Adviser Status: Ceased
    Name of the licence holder: AIA FINANCIAL SERVICES LIMITED
    Licence Number: 000231109
    Licence ABN: 68008540252
    The company(ies) or people who control the licensee's business: AIA Company Ltd (formerly known as American International Assurance Co) ~ AIA Group Ltd
    The date the Financial Adviser commenced the appointment: 2005-07-01
    The date the Financial Adviser ceased the appointment: 2010-10-13
    Authorised Representative Name: SHI PING XU
    Authorised Representative Number: 000233230
    Rep Appointed ABN: 46585316119
  2. Financial Adviser Status: Ceased
    Name of the licence holder: NSW COMPLETE FINANCIAL SERVICES GROUP PTY LTD
    Licence Number: 000457600
    Licence ABN: 79128403798
    The date the Financial Adviser commenced the appointment: 2019-10-01
    The date the Financial Adviser ceased the appointment: 2020-03-19
    Authorised Representative Name: NSW COMPLETE FINANCIAL SERVICES GROUP PTY LTD
    Authorised Representative Number: 000457600
    Rep Appointed ABN: 79128403798
  3. Financial Adviser Status: Ceased
    Name of the licence holder: AON HEWITT FINANCIAL ADVICE LIMITED
    Licence Number: 000239183
    Licence ABN: 13091225642
    The company(ies) or people who control the licensee's business: Aon plc (Ireland)
    The date the Financial Adviser commenced the appointment: 2010-10-14
    The date the Financial Adviser ceased the appointment: 2019-09-13
    Authorised Representative Name: AON HEWITT FINANCIAL ADVICE LIMITED
    Authorised Representative Number: 000239183
    Rep Appointed ABN: 13091225642

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.