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Financial Advisers: SIO PENG FONG Information

This is the detailed information about SIO PENG FONG, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000233351, the year the Financial Adviser first provided advice is 2004 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:13.

Financial Adviser Number: 000233351
Financial Adviser Name: SIO PENG FONG
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2004
Adviser Town: Hurstville
Adviser State: NSW
Adviser Country: Australia
Adviser Town: BURWOOD
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: JIGSAW SUPPORT SERVICES LIMITED
    Licence Number: 000234663
    Licence ABN: 21005799977
    The company(ies) or people who control the licensee's business: AMP ADVICE HOLDINGS PTY LTD
    The date the Financial Adviser commenced the appointment: 2004-02-07
    The date the Financial Adviser ceased the appointment: 2012-08-20
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics & Professionalism in Financial Advice - Kaplan
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
  2. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: SYNCHRONISED BUSINESS SERVICES PTY LTD
    Licence Number: 000243313
    Licence ABN: 33007207650
    The date the Financial Adviser commenced the appointment: 2020-08-19
    Authorised Representative Name: SYNCHRONISED BUSINESS SERVICES PTY LTD
    Authorised Representative Number: 000243313
    Rep Appointed ABN: 33007207650
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics & Professionalism in Financial Advice - Kaplan
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
  3. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Ceased
    Name of the licence holder: CHARTER FINANCIAL PLANNING LIMITED
    Licence Number: 000234665
    Licence ABN: 35002976294
    The company(ies) or people who control the licensee's business: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 2016-02-27]
    The date the Financial Adviser commenced the appointment: 2012-08-20
    The date the Financial Adviser ceased the appointment: 2020-08-18
    Authorised Representative Name: CHARTER FINANCIAL PLANNING LIMITED
    Authorised Representative Number: 000234665
    Rep Appointed ABN: 35002976294
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics & Professionalism in Financial Advice - Kaplan
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
    Provides details on areas the Financial Adviser is restricted from giving advice on: One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives.

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.