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Financial Advisers: KEE YOON PETER SEOW Information

This is the detailed information about KEE YOON PETER SEOW, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000233506, the year the Financial Adviser first provided advice is 2015 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:13.

Financial Adviser Number: 000233506
Financial Adviser Name: KEE YOON PETER SEOW
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2015
Adviser Town: Upper Mount Gravatt
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: GPS WEALTH LTD
    Licence Number: 000254544
    Licence ABN: 17005482726
    The company(ies) or people who control the licensee's business: EASTON INVESTMENTS LIMITED
    The date the Financial Adviser commenced the appointment: 2015-08-18
    The date the Financial Adviser ceased the appointment: 2016-03-11
    Authorised Representative Name: PETER SEOW & CO. PTY LTD
    Authorised Representative Number: 001234590
    Rep Appointed ABN: 15088048480
    Provides details on areas the Financial Adviser is restricted from giving advice on: Limited to Self-Managed Super Funds
  2. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Ceased
    Name of the licence holder: GPS WEALTH LTD
    Licence Number: 000254544
    Licence ABN: 17005482726
    The company(ies) or people who control the licensee's business: EASTON INVESTMENTS LIMITED
    The date the Financial Adviser commenced the appointment: 2016-03-12
    The date the Financial Adviser ceased the appointment: 2019-12-19
    Authorised Representative Name: PS & CO FINANCIAL SERVICES PTY LTD
    Authorised Representative Number: 001240108
    Rep Appointed ABN: 24609795020
    Provides details on areas the Financial Adviser is restricted from giving advice on: Limited to Self-Managed Super Funds

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.