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Financial Advisers: PETER CHARLES SMITH Information

This is the detailed information about PETER CHARLES SMITH, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000233518, the year the Financial Adviser first provided advice is 1993 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:13.

Financial Adviser Number: 000233518
Financial Adviser Name: PETER CHARLES SMITH
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1993
  1. Financial Adviser Status: Ceased
    Name of the licence holder: INTERPRAC FINANCIAL PLANNING PTY LTD
    Licence Number: 000246638
    Licence ABN: 14076093680
    The company(ies) or people who control the licensee's business: INTERPRAC LTD. ~ SEQUOIA FINANCIAL GROUP LTD ~ DOCSCENTRE PTY LTD [Date Ceased: 2017-12-15]
    The date the Financial Adviser commenced the appointment: 2015-07-06
    The date the Financial Adviser ceased the appointment: 2018-11-23
    Authorised Representative Name: INTERPRAC FINANCIAL PLANNING PTY LTD
    Authorised Representative Number: 000246638
    Rep Appointed ABN: 14076093680
  2. Financial Adviser Status: Ceased
    Name of the licence holder: PROFESSIONAL INVESTMENT SERVICES PTY LTD
    Licence Number: 000234951
    Licence ABN: 11074608558
    The company(ies) or people who control the licensee's business: CENTREPOINT WEALTH PTY LTD
    The date the Financial Adviser commenced the appointment: 2009-12-17
    The date the Financial Adviser ceased the appointment: 2015-06-03
    Authorised Representative Name: CENTENARY WEALTH CREATION PTY LTD
    Authorised Representative Number: 000343553
    Rep Appointed ABN: 70050487806
    Provides details on areas the Financial Adviser is restricted from giving advice on: restricted from giving advice in Self Managed Superannuation Funds

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.