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Financial Advisers: DAVID ROLFE AITKEN Information

This is the detailed information about DAVID ROLFE AITKEN, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000235375, the year the Financial Adviser first provided advice is 1993 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:13.

Financial Adviser Number: 000235375
Financial Adviser Name: DAVID ROLFE AITKEN
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1993
  1. Financial Adviser Status: Ceased
    Name of the licence holder: SUNCORP FINANCIAL SERVICES PTY LTD
    Licence Number: 000229885
    Licence ABN: 50010844621
    The company(ies) or people who control the licensee's business: SUNCORP GROUP LIMITED
    The date the Financial Adviser commenced the appointment: 2004-02-25
    The date the Financial Adviser ceased the appointment: 2016-03-31
    Authorised Representative Name: SUNCORP FINANCIAL SERVICES PTY LTD
    Authorised Representative Number: 000229885
    Rep Appointed ABN: 50010844621
  2. Financial Adviser Status: Ceased
    Name of the licence holder: AUSURE PTY LTD
    Licence Number: 000238433
    Licence ABN: 94096971854
    The date the Financial Adviser commenced the appointment: 2016-04-01
    The date the Financial Adviser ceased the appointment: 2018-10-29
    Authorised Representative Name: AUSURE PTY LTD
    Authorised Representative Number: 000238433
    Rep Appointed ABN: 94096971854
    Provides details on areas the Financial Adviser is restricted from giving advice on: Deposit and payment products limited to:- Basic Deposit Products;- Deposit Products other than basic Deposit Products Life Products including;a) Investment Life Insurance products as well as any products issued by a Registered LifeInsurance Company that are backed by one or more of its statutory funds; andb) Life Risk Insurance products as well as any products issued by a Registered Life InsuranceCompany that are backed by one or more of its statutory funds;

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.