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Financial Advisers: DAVID O'CONNELL Information

This is the detailed information about DAVID O'CONNELL, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000235669, the year the Financial Adviser first provided advice is 1986 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:13.

Financial Adviser Number: 000235669
Financial Adviser Name: DAVID O'CONNELL
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1986
Adviser Town: Carrara
Adviser Country: Australia
Adviser Town: Currumbin Waters
Adviser State: QLD
Adviser Postcode: 4223
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: SUNCORP FINANCIAL SERVICES PTY LTD
    Licence Number: 000229885
    Licence ABN: 50010844621
    The company(ies) or people who control the licensee's business: SUNCORP GROUP LIMITED
    The date the Financial Adviser commenced the appointment: 2003-09-01
    The date the Financial Adviser ceased the appointment: 2010-07-01
    Authorised Representative Name: DAVID O'CONNELL
    Authorised Representative Number: 000235669
    Rep Appointed ABN: 14930025413
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: DFP5 - Retirement Planning Course - Paraplanning Professionals ~ Entry Level Competencies - University of Technology Sydney ~ Investment Planning 1 - Tribeca ~ Risk Management - Integratec
  2. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Ceased
    Name of the licence holder: MYPLANNER PROFESSIONAL SERVICES PTY LTD
    Licence Number: 000425542
    Licence ABN: 51159696830
    The company(ies) or people who control the licensee's business: ANVIA (AUSTRALIA) PTY LTD [Date Ceased: 2020-06-24]
    The date the Financial Adviser commenced the appointment: 2018-12-21
    The date the Financial Adviser ceased the appointment: 2020-05-06
    Authorised Representative Name: MYPLANNER PROFESSIONAL SERVICES PTY LTD
    Authorised Representative Number: 000425542
    Rep Appointed ABN: 51159696830
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: DFP5 - Retirement Planning Course - Paraplanning Professionals ~ Entry Level Competencies - University of Technology Sydney ~ Investment Planning 1 - Tribeca ~ Risk Management - Integratec
  3. Financial Adviser Status: Ceased
    Name of the licence holder: NTI LIMITED
    Licence Number: 000237246
    Licence ABN: 84000746109
    The date the Financial Adviser commenced the appointment: 2009-12-16
    The date the Financial Adviser ceased the appointment: 2010-07-08
    Authorised Representative Name: DAVID O'CONNELL
    Authorised Representative Number: 000235669
    Rep Appointed ABN: 14930025413
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: DFP5 - Retirement Planning Course - Paraplanning Professionals ~ Entry Level Competencies - University of Technology Sydney ~ Investment Planning 1 - Tribeca ~ Risk Management - Integratec
  4. Financial Adviser Status: Ceased
    Name of the licence holder: MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
    Licence Number: 000244252
    Licence ABN: 61094529987
    The company(ies) or people who control the licensee's business: IOOF HOLDINGS LTD ~ AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED [Date Ceased: 2018-10-05]
    The date the Financial Adviser commenced the appointment: 2015-08-25
    The date the Financial Adviser ceased the appointment: 2018-12-21
    Authorised Representative Name: MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
    Authorised Representative Number: 000244252
    Rep Appointed ABN: 61094529987
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: DFP5 - Retirement Planning Course - Paraplanning Professionals ~ Entry Level Competencies - University of Technology Sydney ~ Investment Planning 1 - Tribeca ~ Risk Management - Integratec
    Provides details on areas the Financial Adviser is restricted from giving advice on: Managed Investments: within Investment Life Insurance Products only - IDPS excluded
  5. Financial Adviser Status: Ceased
    Name of the licence holder: MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
    Licence Number: 000244252
    Licence ABN: 61094529987
    The company(ies) or people who control the licensee's business: IOOF HOLDINGS LTD ~ AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED [Date Ceased: 2018-10-05]
    The date the Financial Adviser commenced the appointment: 2010-07-08
    The date the Financial Adviser ceased the appointment: 2015-02-09
    Authorised Representative Name: DAVID O'CONNELL
    Authorised Representative Number: 000235669
    Rep Appointed ABN: 14930025413
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: DFP5 - Retirement Planning Course - Paraplanning Professionals ~ Entry Level Competencies - University of Technology Sydney ~ Investment Planning 1 - Tribeca ~ Risk Management - Integratec
  6. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: AUSTRALIAN MORTGAGE AND FINANCIAL ADVISERS PTY LTD
    Licence Number: 000389206
    Licence ABN: 26088464939
    The date the Financial Adviser commenced the appointment: 2020-05-06
    Authorised Representative Name: AUSTRALIAN MORTGAGE AND FINANCIAL ADVISERS PTY LTD
    Authorised Representative Number: 000389206
    Rep Appointed ABN: 26088464939
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: DFP5 - Retirement Planning Course - Paraplanning Professionals ~ Entry Level Competencies - University of Technology Sydney ~ Investment Planning 1 - Tribeca ~ Risk Management - Integratec

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.