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Financial Advisers: DRU NICHOLAS TASSELL Information

This is the detailed information about DRU NICHOLAS TASSELL, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000235697, the year the Financial Adviser first provided advice is 1990 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:13.

Financial Adviser Number: 000235697
Financial Adviser Name: DRU NICHOLAS TASSELL
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1990
Adviser Town: EAST MAITLAND
Adviser State: NSW
Adviser Postcode: 2323
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: FINANCIAL SERVICES PARTNERS PTY LIMITED
    Licence Number: 000237590
    Licence ABN: 15089512587
    The company(ies) or people who control the licensee's business: IOOF HOLDINGS LTD ~ AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED [Date Ceased: 2018-10-05]
    The date the Financial Adviser commenced the appointment: 2013-06-01
    Authorised Representative Name: FINANCIAL SERVICES PARTNERS PTY LIMITED
    Authorised Representative Number: 000237590
    Rep Appointed ABN: 15089512587
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - KAPLAN ~ Small Superannuation Funds Accreditation - Financial Wisdom
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
    Provides details on areas the Financial Adviser is restricted from giving advice on: Government Debentures or Stocks or Bonds: Class of product only. SMSF: Not authorised to provide SMSF advice.
  2. Financial Adviser Status: Ceased
    Name of the licence holder: FINANCIAL WISDOM LIMITED
    Licence Number: 000231138
    Licence ABN: 70006646108
    The company(ies) or people who control the licensee's business: COMMONWEALTH BANK OF AUSTRALIA
    The date the Financial Adviser commenced the appointment: 2003-09-01
    The date the Financial Adviser ceased the appointment: 2010-08-06
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - KAPLAN ~ Small Superannuation Funds Accreditation - Financial Wisdom
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  3. Financial Adviser Status: Ceased
    Name of the licence holder: LIONSGATE FINANCIAL GROUP PTY. LTD.
    Licence Number: 000342766
    Licence ABN: 92140591484
    The date the Financial Adviser commenced the appointment: 2010-08-03
    The date the Financial Adviser ceased the appointment: 2013-05-31
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - KAPLAN ~ Small Superannuation Funds Accreditation - Financial Wisdom
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.