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Financial Advisers: STEPHEN ROGER HICKMAN Information

This is the detailed information about STEPHEN ROGER HICKMAN, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000235927, the year the Financial Adviser first provided advice is 1983 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:14.

Financial Adviser Number: 000235927
Financial Adviser Name: STEPHEN ROGER HICKMAN
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1983
  1. Financial Adviser Status: Ceased
    Name of the licence holder: FINANCIAL WISDOM LIMITED
    Licence Number: 000231138
    Licence ABN: 70006646108
    The company(ies) or people who control the licensee's business: COMMONWEALTH BANK OF AUSTRALIA
    The date the Financial Adviser commenced the appointment: 2003-09-01
    The date the Financial Adviser ceased the appointment: 2013-08-16
  2. Financial Adviser Status: Ceased
    Name of the licence holder: RI ADVICE GROUP PTY LTD
    Licence Number: 000238429
    Licence ABN: 23001774125
    The company(ies) or people who control the licensee's business: IOOF HOLDINGS LTD ~ AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED [Date Ceased: 2018-10-05]
    The date the Financial Adviser commenced the appointment: 2013-08-17
    The date the Financial Adviser ceased the appointment: 2018-06-30
    Authorised Representative Name: RI ADVICE GROUP PTY LTD
    Authorised Representative Number: 000238429
    Rep Appointed ABN: 23001774125
    Provides details on areas the Financial Adviser is restricted from giving advice on: Securities: Class of product only. Superannuation: Not authorised to provide SMSF advice.

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.