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Financial Advisers: OWEN CLIFFORD WALKER Information

This is the detailed information about OWEN CLIFFORD WALKER, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000236374, the year the Financial Adviser first provided advice is 2007 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:14.

Financial Adviser Number: 000236374
Financial Adviser Name: OWEN CLIFFORD WALKER
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2007
  1. Financial Adviser Status: Ceased
    Name of the licence holder: KNM SERVICES PTY LTD
    Licence Number: 000223477
    Licence ABN: 62094109958
    The company(ies) or people who control the licensee's business: POYNTER HARGRAVES FINANCIAL CONSULTANTS PTY LTD [Date Ceased: 2018-05-18]
    The date the Financial Adviser commenced the appointment: 2016-05-06
    The date the Financial Adviser ceased the appointment: 2017-10-24
    Authorised Representative Name: KNM SERVICES PTY LTD
    Authorised Representative Number: 000223477
    Rep Appointed ABN: 62094109958
  2. Financial Adviser Status: Ceased
    Name of the licence holder: POYNTER HARGRAVES FINANCIAL CONSULTANTS PTY LTD
    Licence Number: 000237846
    Licence ABN: 13077155143
    The date the Financial Adviser commenced the appointment: 2007-05-04
    The date the Financial Adviser ceased the appointment: 2018-07-01
    Authorised Representative Name: POYNTER HARGRAVES FINANCIAL CONSULTANTS PTY LTD
    Authorised Representative Number: 000237846
    Rep Appointed ABN: 13077155143

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.