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Financial Advisers: STUART FRICKER Information

This is the detailed information about STUART FRICKER, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000236947, the year the Financial Adviser first provided advice is 2017 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:14.

Financial Adviser Number: 000236947
Financial Adviser Name: STUART FRICKER
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2017
Adviser Town: Bunbury
Adviser State: WA
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: SMSF ADVISERS NETWORK PTY LTD
    Licence Number: 000430062
    Licence ABN: 64155907681
    The company(ies) or people who control the licensee's business: NATIONAL TAX & ACCOUNTANTS' ASSOCIATION LIMITED
    The date the Financial Adviser commenced the appointment: 2017-03-09
    Authorised Representative Name: SMSF ADVISERS NETWORK PTY LTD
    Authorised Representative Number: 000430062
    Rep Appointed ABN: 64155907681
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Business - Edith Cowan University ~ SMSF Personal Advice - Kaplan
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: CPA Australia (CPA) ~ Chartered Accountants Australia and New Zealand (CA ANZ) ~ National Tax and Accountants Association ~ Tax Practitioners Board
  2. Financial Adviser Status: Ceased
    Name of the licence holder: SENTRY ADVICE PTY LTD
    Licence Number: 000227748
    Licence ABN: 77103642888
    The company(ies) or people who control the licensee's business: SENTRY GROUP PTY LTD
    The date the Financial Adviser commenced the appointment: 2003-09-22
    The date the Financial Adviser ceased the appointment: 2004-02-02
    Authorised Representative Name: STUART FRICKER
    Authorised Representative Number: 000236947
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Business - Edith Cowan University ~ SMSF Personal Advice - Kaplan
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: CPA Australia (CPA) ~ Chartered Accountants Australia and New Zealand (CA ANZ) ~ National Tax and Accountants Association ~ Tax Practitioners Board

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.