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Financial Advisers: KENNETH JOHN FERGUSON Information

This is the detailed information about KENNETH JOHN FERGUSON, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000237118, the year the Financial Adviser first provided advice is 1982 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:14.

Financial Adviser Number: 000237118
Financial Adviser Name: KENNETH JOHN FERGUSON
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1982
  1. Financial Adviser Status: Ceased
    Name of the licence holder: MERITUM FINANCIAL GROUP PTY LTD
    Licence Number: 000245569
    Licence ABN: 93106888215
    The company(ies) or people who control the licensee's business: MLC WEALTH LIMITED ~ NATIONAL AUSTRALIA BANK LIMITED
    The date the Financial Adviser commenced the appointment: 2005-02-01
    The date the Financial Adviser ceased the appointment: 2016-04-14
    Authorised Representative Name: JOONDALUP FINANCIAL SERVICES PTY LTD
    Authorised Representative Number: 000235535
    Rep Appointed ABN: 70009348716
  2. Financial Adviser Status: Ceased
    Name of the licence holder: CONSULTUM FINANCIAL ADVISERS PTY LTD
    Licence Number: 000230323
    Licence ABN: 65006373995
    The company(ies) or people who control the licensee's business: IOOF HOLDINGS LTD
    The date the Financial Adviser commenced the appointment: 2017-04-27
    The date the Financial Adviser ceased the appointment: 2017-12-22
    Authorised Representative Name: CONSULTUM FINANCIAL ADVISERS PTY LTD
    Authorised Representative Number: 000230323
    Rep Appointed ABN: 65006373995
    Provides details on areas the Financial Adviser is restricted from giving advice on: Advice on superannuation excludes self managed superannuation funds
  3. Financial Adviser Status: Ceased
    Name of the licence holder: MERITUM FINANCIAL GROUP PTY LTD
    Licence Number: 000245569
    Licence ABN: 93106888215
    The company(ies) or people who control the licensee's business: MLC WEALTH LIMITED ~ NATIONAL AUSTRALIA BANK LIMITED
    The date the Financial Adviser commenced the appointment: 2016-04-15
    The date the Financial Adviser ceased the appointment: 2017-04-27
    Authorised Representative Name: V & D CORPORATE SERVICES PTY LTD
    Authorised Representative Number: 000427829

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.