You are here

Home » Financial Adviser

Financial Advisers: ROGER STANNARD Information

This is the detailed information about ROGER STANNARD, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000238658, the year the Financial Adviser first provided advice is 1990 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:15.

Financial Adviser Number: 000238658
Financial Adviser Name: ROGER STANNARD
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1990
  1. Financial Adviser Status: Ceased
    Name of the licence holder: SECURITOR FINANCIAL GROUP LTD
    Licence Number: 000240687
    Licence ABN: 48009189495
    The company(ies) or people who control the licensee's business: WESTPAC BANKING CORPORATION
    The date the Financial Adviser commenced the appointment: 2012-04-27
    The date the Financial Adviser ceased the appointment: 2014-05-28
  2. Financial Adviser Status: Ceased
    Name of the licence holder: PROFESSIONAL INVESTMENT SERVICES PTY LTD
    Licence Number: 000234951
    Licence ABN: 11074608558
    The company(ies) or people who control the licensee's business: CENTREPOINT WEALTH PTY LTD
    The date the Financial Adviser commenced the appointment: 2007-09-07
    The date the Financial Adviser ceased the appointment: 2012-04-26
  3. Financial Adviser Status: Ceased
    Name of the licence holder: CLEARVIEW FINANCIAL ADVICE PTY LTD
    Licence Number: 000331367
    Licence ABN: 89133593012
    The company(ies) or people who control the licensee's business: CLEARVIEW WEALTH LIMITED
    The date the Financial Adviser commenced the appointment: 2014-11-03
    The date the Financial Adviser ceased the appointment: 2018-04-04
    Authorised Representative Name: CLEARVIEW FINANCIAL ADVICE PTY LTD
    Authorised Representative Number: 000331367
    Rep Appointed ABN: 89133593012
    Provides details on areas the Financial Adviser is restricted from giving advice on: Excludes SMSF
  4. Financial Adviser Status: Ceased
    Name of the licence holder: AFFINIA FINANCIAL ADVISERS LIMITED
    Licence Number: 000237857
    Licence ABN: 13085335397
    The date the Financial Adviser commenced the appointment: 2014-05-28
    The date the Financial Adviser ceased the appointment: 2014-10-28

Click here to purchase Australia company credit reports, helping you understand the target company's background, financial status, risk assessment, and other key information to provide strong support for your business decisions.



Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.