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Financial Advisers: ALFIE FOONG FAH CHONG Information

This is the detailed information about ALFIE FOONG FAH CHONG, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000242148, the year the Financial Adviser first provided advice is 1980 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:17.

Financial Adviser Number: 000242148
Financial Adviser Name: ALFIE FOONG FAH CHONG
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1980
  1. Financial Adviser Status: Ceased
    Name of the licence holder: MERITUM FINANCIAL GROUP PTY LTD
    Licence Number: 000245569
    Licence ABN: 93106888215
    The company(ies) or people who control the licensee's business: MLC WEALTH LIMITED ~ NATIONAL AUSTRALIA BANK LIMITED
    The date the Financial Adviser commenced the appointment: 2007-09-18
    The date the Financial Adviser ceased the appointment: 2014-06-09
    Authorised Representative Name: ALFIE FOONG FAH CHONG
    Authorised Representative Number: 000242148
    Disciplinary actions start date against the Financial Adviser: 2015-09-14
    Disciplinary actions end date against the Financial Adviser: 2020-09-13
    Disciplinary action type: Banning order pursuant to S 920A and 920B of the corporations act 2001.
  2. Financial Adviser Status: Ceased
    Name of the licence holder: NEO FINANCIAL SOLUTIONS PTY LTD
    Licence Number: 000385845
    Licence ABN: 64141607098
    The company(ies) or people who control the licensee's business: PICTURE WEALTH HOLDINGS LIMITED
    The date the Financial Adviser commenced the appointment: 2014-08-08
    The date the Financial Adviser ceased the appointment: 2015-09-04
    Authorised Representative Name: NEO FINANCIAL SOLUTIONS PTY LTD
    Authorised Representative Number: 000385845
    Rep Appointed ABN: 64141607098
    Disciplinary actions start date against the Financial Adviser: 2015-09-14
    Disciplinary actions end date against the Financial Adviser: 2020-09-13
    Disciplinary action type: Banning order pursuant to S 920A and 920B of the corporations act 2001.

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.