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Financial Advisers: JOHN DONALD MUNDY Information

This is the detailed information about JOHN DONALD MUNDY, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000243438, the year the Financial Adviser first provided advice is 2009 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:19.

Financial Adviser Number: 000243438
Financial Adviser Name: JOHN DONALD MUNDY
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2009
Adviser Town: Mile End
Adviser State: SA
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: POYNTER HARGRAVES FINANCIAL CONSULTANTS PTY LTD
    Licence Number: 000237846
    Licence ABN: 13077155143
    The date the Financial Adviser commenced the appointment: 2011-12-06
    Authorised Representative Name: POYNTER HARGRAVES FINANCIAL CONSULTANTS PTY LTD
    Authorised Representative Number: 000237846
    Rep Appointed ABN: 13077155143
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Securities – Debentures Managed Investment Schemes: 1
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Continuing Professional Development - Kaplan Professional ~ Diploma of Financial Planning - Securities Institute ~ RG 146 Assessment - Kaplan Professional
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.