You are here

Home » Financial Adviser

Financial Advisers: DAVID JAMES PATRICK HORTON Information

This is the detailed information about DAVID JAMES PATRICK HORTON, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000244923, the year the Financial Adviser first provided advice is 1976 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:20.

Financial Adviser Number: 000244923
Financial Adviser Name: DAVID JAMES PATRICK HORTON
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1976
  1. Financial Adviser Status: Ceased
    Name of the licence holder: MERITUM FINANCIAL GROUP PTY LTD
    Licence Number: 000245569
    Licence ABN: 93106888215
    The company(ies) or people who control the licensee's business: MLC WEALTH LIMITED ~ NATIONAL AUSTRALIA BANK LIMITED
    The date the Financial Adviser commenced the appointment: 2012-02-16
    The date the Financial Adviser ceased the appointment: 2017-02-17
    Authorised Representative Name: D & M HORTON HOLDINGS PTY LTD
    Authorised Representative Number: 000357156
    Rep Appointed ABN: 21081633285
    Disciplinary actions start date against the Financial Adviser: 2020-06-29
    Disciplinary actions end date against the Financial Adviser: 2025-06-28
    Disciplinary action type: Disciplinary action manually entered
  2. Financial Adviser Status: Ceased
    Name of the licence holder: PROFESSIONAL INVESTMENT SERVICES PTY LTD
    Licence Number: 000234951
    Licence ABN: 11074608558
    The company(ies) or people who control the licensee's business: CENTREPOINT WEALTH PTY LTD
    The date the Financial Adviser commenced the appointment: 2003-12-08
    The date the Financial Adviser ceased the appointment: 2012-02-29
    Authorised Representative Name: DAVID JAMES PATRICK HORTON
    Authorised Representative Number: 000244923
    Disciplinary actions start date against the Financial Adviser: 2020-06-29
    Disciplinary actions end date against the Financial Adviser: 2025-06-28
    Disciplinary action type: Disciplinary action manually entered

Click here to purchase Australia company credit reports, helping you understand the target company's background, financial status, risk assessment, and other key information to provide strong support for your business decisions.



Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.