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Financial Advisers: ROSS ALLEN SMITH Information

This is the detailed information about ROSS ALLEN SMITH, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000245218, the year the Financial Adviser first provided advice is 1983 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:20.

Financial Adviser Number: 000245218
Financial Adviser Name: ROSS ALLEN SMITH
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1983
  1. Financial Adviser Status: Current
    Name of the licence holder: SHENTON LIMITED
    Licence Number: 000342895
    Licence ABN: 19382169574
    The date the Financial Adviser commenced the appointment: 2010-03-01
    Authorised Representative Name: SHENTON LIMITED
    Authorised Representative Number: 000342895
    Rep Appointed ABN: 19382169574
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Economics - University of Adelaide ~ Certified Financial Planner - Financial Planning Association of Australia Limited ~ Master of Business Administration (Advanced) - University of Queensland ~ Master of Commerce in Applied Finance - University of Queensland ~ Master of Laws in Corporate & Financial Law - University of Hong Kong
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Australian Chamber of Commerce in Hong Kong & Macau - Individual Member No 4598; Vice Chair FLT Cmte ~ Hong Kong Insurance Law Association ~ Mandatory Provident Fund Authority - Individual Intermediary Registration No 080887 ~ Professinal Insurance Brokers Association - Registration No PIBA-0341-003078
  2. Financial Adviser Status: Ceased
    Name of the licence holder: PROFESSIONAL INVESTMENT SERVICES PTY LTD
    Licence Number: 000234951
    Licence ABN: 11074608558
    The company(ies) or people who control the licensee's business: CENTREPOINT WEALTH PTY LTD
    The date the Financial Adviser commenced the appointment: 1996-09-13
    The date the Financial Adviser ceased the appointment: 2009-08-10
    Authorised Representative Name: ROSS ALLEN SMITH
    Authorised Representative Number: 000245218
    Rep Appointed ABN: 41409623900
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Economics - University of Adelaide ~ Certified Financial Planner - Financial Planning Association of Australia Limited ~ Master of Business Administration (Advanced) - University of Queensland ~ Master of Commerce in Applied Finance - University of Queensland ~ Master of Laws in Corporate & Financial Law - University of Hong Kong
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Australian Chamber of Commerce in Hong Kong & Macau - Individual Member No 4598; Vice Chair FLT Cmte ~ Hong Kong Insurance Law Association ~ Mandatory Provident Fund Authority - Individual Intermediary Registration No 080887 ~ Professinal Insurance Brokers Association - Registration No PIBA-0341-003078

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.