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Financial Advisers: JAMES SUTHERLAND Information

This is the detailed information about JAMES SUTHERLAND, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000245241, the year the Financial Adviser first provided advice is 1983 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:21.

Financial Adviser Number: 000245241
Financial Adviser Name: JAMES SUTHERLAND
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1983
  1. Financial Adviser Status: Current
    Name of the licence holder: CROWN WEALTH GROUP PTY LTD
    Licence Number: 000494274
    Licence ABN: 22603037510
    The date the Financial Adviser commenced the appointment: 2019-04-13
    Authorised Representative Name: CROWN WEALTH GROUP PTY LTD
    Authorised Representative Number: 000494274
    Rep Appointed ABN: 22603037510
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Archer College ~ Fellow Chartered Financial Practitioner - Mentor Education Group
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
  2. Financial Adviser Status: Ceased
    Name of the licence holder: MYONLINEADVISERS PTY LTD
    Licence Number: 000427484
    Licence ABN: 85159942828
    The date the Financial Adviser commenced the appointment: 2012-10-17
    The date the Financial Adviser ceased the appointment: 2019-04-12
    Authorised Representative Name: MYONLINEADVISERS PTY LTD
    Authorised Representative Number: 000427484
    Rep Appointed ABN: 85159942828
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Archer College ~ Fellow Chartered Financial Practitioner - Mentor Education Group
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
    Provides details on areas the Financial Adviser is restricted from giving advice on: Authorised to provide personal financial product advice to retail clients on Miscellaneous Financial Investment Products.
  3. Financial Adviser Status: Ceased
    Name of the licence holder: PROTECT ENSURE PTY LTD
    Licence Number: 000344534
    Licence ABN: 28119300293
    The date the Financial Adviser commenced the appointment: 2010-08-17
    The date the Financial Adviser ceased the appointment: 2011-06-30
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Archer College ~ Fellow Chartered Financial Practitioner - Mentor Education Group
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
  4. Financial Adviser Status: Ceased
    Name of the licence holder: BALLAST FINANCIAL MANAGEMENT PTY LTD
    Licence Number: 000233180
    Licence ABN: 41086601041
    The company(ies) or people who control the licensee's business: AD Financial Services Pty Ltd [Date Ceased: 2020-10-02]
    The date the Financial Adviser commenced the appointment: 2011-07-01
    The date the Financial Adviser ceased the appointment: 2012-10-17
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services (Financial Planning) - Archer College ~ Fellow Chartered Financial Practitioner - Mentor Education Group
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.