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Financial Advisers: MARK ANDREW HEROLD Information

This is the detailed information about MARK ANDREW HEROLD, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000245981, the year the Financial Adviser first provided advice is 2016 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:21.

Financial Adviser Number: 000245981
Financial Adviser Name: MARK ANDREW HEROLD
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2016
  1. Financial Adviser Status: Ceased
    Name of the licence holder: SMSF ADVICE PTY LIMITED
    Licence Number: 000234664
    Licence ABN: 11074225353
    The company(ies) or people who control the licensee's business: AMP ADVICE HOLDINGS PTY LTD ~ AMP GROUP HOLDINGS LIMITED ~ AMP HOLDINGS LIMITED ~ AMP LIMITED ~ AMP WEALTH MANAGEMENT HOLDINGS PTY LTD ~ NATIONAL MUTUAL FUNDS MANAGEMENT (GLOBAL) LIMITED
    The date the Financial Adviser commenced the appointment: 2016-07-08
    The date the Financial Adviser ceased the appointment: 2018-02-21
    Authorised Representative Name: SMSF ADVICE PTY LIMITED
    Authorised Representative Number: 000234664
    Rep Appointed ABN: 11074225353
    Provides details on areas the Financial Adviser is restricted from giving advice on: One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives.

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.