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Financial Advisers: IAN JAMES TUBBS Information

This is the detailed information about IAN JAMES TUBBS, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000246186, the year the Financial Adviser first provided advice is 1984 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:21.

Financial Adviser Number: 000246186
Financial Adviser Name: IAN JAMES TUBBS
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1984
  1. Financial Adviser Status: Ceased
    Name of the licence holder: WEALTHSURE FINANCIAL SERVICES PTY LTD
    Licence Number: 000326450
    Licence ABN: 59130288578
    The company(ies) or people who control the licensee's business: SENTRY GROUP PTY LTD
    The date the Financial Adviser commenced the appointment: 2012-09-05
    The date the Financial Adviser ceased the appointment: 2016-01-27
    Authorised Representative Name: WEALTHSURE FINANCIAL SERVICES PTY LTD
    Authorised Representative Number: 000326450
    Rep Appointed ABN: 59130288578
  2. Financial Adviser Status: Ceased
    Name of the licence holder: PRIMESTOCK SECURITIES LIMITED
    Licence Number: 000239180
    Licence ABN: 67089676068
    The date the Financial Adviser commenced the appointment: 2016-01-27
    The date the Financial Adviser ceased the appointment: 2018-04-09
    Authorised Representative Name: PRIMESTOCK SECURITIES LIMITED
    Authorised Representative Number: 000239180
    Rep Appointed ABN: 67089676068
  3. Financial Adviser Status: Ceased
    Name of the licence holder: INFOCUS SECURITIES AUSTRALIA PTY LTD
    Licence Number: 000236523
    Licence ABN: 47097797049
    The company(ies) or people who control the licensee's business: STEINHARDT HOLDINGS PTY LTD
    The date the Financial Adviser commenced the appointment: 2011-11-23
    The date the Financial Adviser ceased the appointment: 2012-06-01
  4. Financial Adviser Status: Ceased
    Name of the licence holder: PROFESSIONAL INVESTMENT SERVICES PTY LTD
    Licence Number: 000234951
    Licence ABN: 11074608558
    The company(ies) or people who control the licensee's business: CENTREPOINT WEALTH PTY LTD
    The date the Financial Adviser commenced the appointment: 2008-02-26
    The date the Financial Adviser ceased the appointment: 2011-11-22

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.