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Financial Advisers: XAVIER CRAVEN Information

This is the detailed information about XAVIER CRAVEN, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000247675, the year the Financial Adviser first provided advice is 1999 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:22.

Financial Adviser Number: 000247675
Financial Adviser Name: XAVIER CRAVEN
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1999
Adviser Town: Sydney
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: ALTERIS FINANCIAL GROUP PTY LTD
    Licence Number: 000402370
    Licence ABN: 59133479115
    The date the Financial Adviser commenced the appointment: 2011-07-01
    The date the Financial Adviser ceased the appointment: 2014-08-15
  2. Financial Adviser Status: Ceased
    Name of the licence holder: PERPETUAL TRUSTEE COMPANY LIMITED
    Licence Number: 000236643
    Licence ABN: 42000001007
    The company(ies) or people who control the licensee's business: PERPETUAL LIMITED
    The date the Financial Adviser commenced the appointment: 2014-09-02
    The date the Financial Adviser ceased the appointment: 2018-12-07
    Authorised Representative Name: PERPETUAL TRUSTEE COMPANY LIMITED
    Authorised Representative Number: 000236643
    Rep Appointed ABN: 42000001007
  3. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Ceased
    Name of the licence holder: PRIMESTOCK SECURITIES LIMITED
    Licence Number: 000239180
    Licence ABN: 67089676068
    The date the Financial Adviser commenced the appointment: 2018-12-03
    The date the Financial Adviser ceased the appointment: 2020-01-06
    Authorised Representative Name: PRIMESTOCK SECURITIES LIMITED
    Authorised Representative Number: 000239180
    Rep Appointed ABN: 67089676068
  4. Financial Adviser Status: Ceased
    Name of the licence holder: RED ASSET MANAGEMENT PTY LTD
    Licence Number: 000306552
    Licence ABN: 17121471038
    The date the Financial Adviser commenced the appointment: 2009-11-16
    The date the Financial Adviser ceased the appointment: 2011-06-30
    Authorised Representative Name: XAVIER CRAVEN
    Authorised Representative Number: 000247675

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.