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Financial Advisers: HARALD WALTER PIEKNIK Information

This is the detailed information about HARALD WALTER PIEKNIK, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000250642, the year the Financial Adviser first provided advice is 1977 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:25.

Financial Adviser Number: 000250642
Financial Adviser Name: HARALD WALTER PIEKNIK
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1977
Adviser Town: Crows Nest
Adviser State: NSW
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: JIGSAW SUPPORT SERVICES LIMITED
    Licence Number: 000234663
    Licence ABN: 21005799977
    The company(ies) or people who control the licensee's business: AMP ADVICE HOLDINGS PTY LTD
    The date the Financial Adviser commenced the appointment: 2004-01-01
    The date the Financial Adviser ceased the appointment: 2012-06-21
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Planning - Financial Planning Association of Australia (FPA)
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: CFP - Certified Financial Planner (FPA)
  2. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: CHARTER FINANCIAL PLANNING LIMITED
    Licence Number: 000234665
    Licence ABN: 35002976294
    The company(ies) or people who control the licensee's business: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 2016-02-27]
    The date the Financial Adviser commenced the appointment: 2012-06-22
    Authorised Representative Name: CHARTER FINANCIAL PLANNING LIMITED
    Authorised Representative Number: 000234665
    Rep Appointed ABN: 35002976294
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Derivatives: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Planning - Financial Planning Association of Australia (FPA)
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: CFP - Certified Financial Planner (FPA)
    Provides details on areas the Financial Adviser is restricted from giving advice on: One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives.

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.