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Financial Advisers: BERNADETTE SHIELS Information

This is the detailed information about BERNADETTE SHIELS, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000250807, the year the Financial Adviser first provided advice is 2015 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:25.

Financial Adviser Number: 000250807
Financial Adviser Name: BERNADETTE SHIELS
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2015
Adviser Town: Balwyn
Adviser Country: Australia
Adviser Town: Balwyn
Adviser State: VIC
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: CHARTER FINANCIAL PLANNING LIMITED
    Licence Number: 000234665
    Licence ABN: 35002976294
    The company(ies) or people who control the licensee's business: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 2016-02-27]
    The date the Financial Adviser commenced the appointment: 2015-11-13
    The date the Financial Adviser ceased the appointment: 2017-03-31
    Authorised Representative Name: CHARTER FINANCIAL PLANNING LIMITED
    Authorised Representative Number: 000234665
    Rep Appointed ABN: 35002976294
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Planning - Integrity Education Group ~ Margin Lending Adviser (Personal Advice) - Mentor Education ~ Self Managed Superannuation Funds - Mentor Education
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  2. Financial Adviser Status: Ceased
    Name of the licence holder: SECURITOR FINANCIAL GROUP LTD
    Licence Number: 000240687
    Licence ABN: 48009189495
    The company(ies) or people who control the licensee's business: WESTPAC BANKING CORPORATION
    The date the Financial Adviser commenced the appointment: 2017-05-04
    The date the Financial Adviser ceased the appointment: 2018-06-28
    Authorised Representative Name: FINANCIAL LIFESTYLE PARTNERS PTY LTD
    Authorised Representative Number: 001237874
    Rep Appointed ABN: 28608139877
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Planning - Integrity Education Group ~ Margin Lending Adviser (Personal Advice) - Mentor Education ~ Self Managed Superannuation Funds - Mentor Education
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
    Provides details on areas the Financial Adviser is restricted from giving advice on: This adviser is also authorised to provide personal advice on managed discretionary accounts provided only on a regulated platform
  3. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Ceased
    Name of the licence holder: SECURINVEST FINANCIAL PLANNERS PTY. LTD.
    Licence Number: 000223280
    Licence ABN: 38005526992
    The date the Financial Adviser commenced the appointment: 2018-10-29
    The date the Financial Adviser ceased the appointment: 2020-06-30
    Authorised Representative Name: SECURINVEST FINANCIAL PLANNERS PTY. LTD.
    Authorised Representative Number: 000223280
    Rep Appointed ABN: 38005526992
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Planning - Integrity Education Group ~ Margin Lending Adviser (Personal Advice) - Mentor Education ~ Self Managed Superannuation Funds - Mentor Education
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  4. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: CHPW FINANCIAL PTY LTD
    Licence Number: 000280201
    Licence ABN: 78110598368
    The date the Financial Adviser commenced the appointment: 2020-07-01
    Authorised Representative Name: CHPW FINANCIAL PTY LTD
    Authorised Representative Number: 000280201
    Rep Appointed ABN: 78110598368
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Planning - Integrity Education Group ~ Margin Lending Adviser (Personal Advice) - Mentor Education ~ Self Managed Superannuation Funds - Mentor Education
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.