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Financial Advisers: BOB BRUCE BROADLEY Information

This is the detailed information about BOB BRUCE BROADLEY, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000250823, the year the Financial Adviser first provided advice is 1975 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:26.

Financial Adviser Number: 000250823
Financial Adviser Name: BOB BRUCE BROADLEY
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1975
  1. Financial Adviser Status: Ceased
    Name of the licence holder: A.C.N. 140 520 225 PTY LTD
    Licence Number: 000345905
    Licence ABN: 28140520225
    The date the Financial Adviser commenced the appointment: 2015-05-11
    The date the Financial Adviser ceased the appointment: 2017-12-04
    Authorised Representative Name: A.C.N. 140 520 225 PTY LTD
    Authorised Representative Number: 000345905
    Rep Appointed ABN: 28140520225
  2. Financial Adviser Status: Ceased
    Name of the licence holder: MYPLANNER PROFESSIONAL SERVICES PTY LTD
    Licence Number: 000425542
    Licence ABN: 51159696830
    The company(ies) or people who control the licensee's business: ANVIA (AUSTRALIA) PTY LTD [Date Ceased: 2020-06-24]
    The date the Financial Adviser commenced the appointment: 2017-12-04
    The date the Financial Adviser ceased the appointment: 2019-11-25
    Authorised Representative Name: MYPLANNER PROFESSIONAL SERVICES PTY LTD
    Authorised Representative Number: 000425542
    Rep Appointed ABN: 51159696830
    Provides details on areas the Financial Adviser is restricted from giving advice on: Superannuation excludes Self Managed Superannuation funds
  3. Financial Adviser Status: Ceased
    Name of the licence holder: CHARTER FINANCIAL PLANNING LIMITED
    Licence Number: 000234665
    Licence ABN: 35002976294
    The company(ies) or people who control the licensee's business: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 2016-02-27]
    The date the Financial Adviser commenced the appointment: 2012-07-20
    The date the Financial Adviser ceased the appointment: 2015-05-11
    Authorised Representative Name: CHARTER FINANCIAL PLANNING LIMITED
    Authorised Representative Number: 000234665
    Rep Appointed ABN: 35002976294
    Provides details on areas the Financial Adviser is restricted from giving advice on: One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives.

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.