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Financial Advisers: KELVIN JOHN ANNING Information

This is the detailed information about KELVIN JOHN ANNING, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000256241, the year the Financial Adviser first provided advice is 2009 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:27.

Financial Adviser Number: 000256241
Financial Adviser Name: KELVIN JOHN ANNING
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2009
Adviser Town: Kalamunda
Adviser State: WA
Adviser Country: Australia
Adviser Town: Kalamunda
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
    Licence Number: 000244252
    Licence ABN: 61094529987
    The company(ies) or people who control the licensee's business: IOOF HOLDINGS LTD ~ AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED [Date Ceased: 2018-10-05]
    The date the Financial Adviser commenced the appointment: 2020-04-01
    Authorised Representative Name: MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
    Authorised Representative Number: 000244252
    Rep Appointed ABN: 61094529987
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    All Securities: 1
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services ( general insurance ) - ANZIIF ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
    Provides details on areas the Financial Adviser is restricted from giving advice on: Government Debentures, Stocks or Bonds: Class of product only. Managed Investments: within Superannuation only - IDPS excluded. Securities: Class of product only. Superannuation: Not authorised to provide SMSF advice..
  2. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Ceased
    Name of the licence holder: ELDERS FINANCIAL PLANNING PTY LTD
    Licence Number: 000224645
    Licence ABN: 48007997186
    The company(ies) or people who control the licensee's business: ELDERS RURAL SERVICES AUSTRALIA LIMITED ~ IOOF HOLDINGS LTD ~ AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED [Date Ceased: 2018-10-05]
    The date the Financial Adviser commenced the appointment: 2009-03-31
    The date the Financial Adviser ceased the appointment: 2020-03-31
    Authorised Representative Name: ELDERS FINANCIAL PLANNING PTY LTD
    Authorised Representative Number: 000224645
    Rep Appointed ABN: 48007997186
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services ( general insurance ) - ANZIIF ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
    Provides details on areas the Financial Adviser is restricted from giving advice on: Securities - Class of product only; Government Debentures, Stocks or Bonds - Class of product only; Managed Investments: within Superannuation only - IDPS excluded; Superannuation - Not Authorised to provide SMSF advice.

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.