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Financial Advisers: MICHAEL CHARLES SPRATT Information

This is the detailed information about MICHAEL CHARLES SPRATT, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000259345, the year the Financial Adviser first provided advice is 2008 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:28.

Financial Adviser Number: 000259345
Financial Adviser Name: MICHAEL CHARLES SPRATT
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2008
  1. Financial Adviser Status: Ceased
    Name of the licence holder: FINANCIAL WISDOM LIMITED
    Licence Number: 000231138
    Licence ABN: 70006646108
    The company(ies) or people who control the licensee's business: COMMONWEALTH BANK OF AUSTRALIA
    The date the Financial Adviser commenced the appointment: 2004-07-12
    The date the Financial Adviser ceased the appointment: 2019-09-27
    Authorised Representative Name: FINANCIAL WISDOM LIMITED
    Authorised Representative Number: 000231138
    Rep Appointed ABN: 70006646108
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Planning - Financial Planning Assocation of Australia ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Margin Lending & Geared Investments - Kaplan Professional
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association (FPA) - Certified Financial Planner
  2. Financial Adviser Status: Current
    Name of the licence holder: ADVICE EVOLUTION PTY LTD
    Licence Number: 000342880
    Licence ABN: 66137858023
    The date the Financial Adviser commenced the appointment: 2019-09-27
    Authorised Representative Name: ADVICE EVOLUTION PTY LTD
    Authorised Representative Number: 000342880
    Rep Appointed ABN: 66137858023
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Planning - Financial Planning Assocation of Australia ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Margin Lending & Geared Investments - Kaplan Professional
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association (FPA) - Certified Financial Planner

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.