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Financial Advisers: ROBERT JAMES SHAW BRIERLEY Information

This is the detailed information about ROBERT JAMES SHAW BRIERLEY, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000260050, the year the Financial Adviser first provided advice is 2017 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:29.

Financial Adviser Number: 000260050
Financial Adviser Name: ROBERT JAMES SHAW BRIERLEY
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2017
  1. Financial Adviser Status: Ceased
    Name of the licence holder: CANACCORD GENUITY FINANCIAL LIMITED
    Licence Number: 000239052
    Licence ABN: 69008896311
    The company(ies) or people who control the licensee's business: CANACCORD FINANCIAL GROUP (AUSTRALIA) PTY LTD ~ CANACCORD GENUITY FINANCIAL LIMITED [Date Ceased: 2019-10-23]
    The date the Financial Adviser commenced the appointment: 2012-10-01
    The date the Financial Adviser ceased the appointment: 2017-07-07
    Authorised Representative Name: ROBERT JAMES SHAW BRIERLEY
    Authorised Representative Number: 000260050
  2. Financial Adviser Status: Ceased
    Name of the licence holder: R M CAPITAL PTY LTD
    Licence Number: 000221938
    Licence ABN: 74065412820
    The date the Financial Adviser commenced the appointment: 2017-07-10
    The date the Financial Adviser ceased the appointment: 2019-04-05
    Authorised Representative Name: R M CAPITAL PTY LTD
    Authorised Representative Number: 000221938
    Rep Appointed ABN: 74065412820

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.