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Financial Advisers: JAMES ASHLEY PARTON Information

This is the detailed information about JAMES ASHLEY PARTON, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000263631, the year the Financial Adviser first provided advice is 2007 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:30.

Financial Adviser Number: 000263631
Financial Adviser Name: JAMES ASHLEY PARTON
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2007
Adviser Town: Melbourne
Adviser State: VIC
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: RED ASSET MANAGEMENT PTY LTD
    Licence Number: 000306552
    Licence ABN: 17121471038
    The date the Financial Adviser commenced the appointment: 2009-07-01
    The date the Financial Adviser ceased the appointment: 2016-01-22
    Authorised Representative Name: RED ASSET MANAGEMENT PTY LTD
    Authorised Representative Number: 000306552
    Rep Appointed ABN: 17121471038
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Introduction to Financial Planning - FPA (Financial Planning Association of Australia Limited) ~ Investment Planning 1 - Integratec (Aust) Pty Limited ~ Postgraduate Certificate in Management - The University of Southern Queensland ~ RIsk Management & Insurance Planning - FPA (Financial Planning Association of Australia Limited) ~ Superannuation & Retirement Planning - Integratec (Aust) Pty Limited
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
  2. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: BLUEWATER FINANCIAL ADVISORS PTY LTD
    Licence Number: 000411846
    Licence ABN: 99153118533
    The date the Financial Adviser commenced the appointment: 2019-11-18
    Authorised Representative Name: BLUEWATER FINANCIAL ADVISORS PTY LTD
    Authorised Representative Number: 000411846
    Rep Appointed ABN: 99153118533
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Introduction to Financial Planning - FPA (Financial Planning Association of Australia Limited) ~ Investment Planning 1 - Integratec (Aust) Pty Limited ~ Postgraduate Certificate in Management - The University of Southern Queensland ~ RIsk Management & Insurance Planning - FPA (Financial Planning Association of Australia Limited) ~ Superannuation & Retirement Planning - Integratec (Aust) Pty Limited
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
  3. Financial Adviser Status: Ceased
    Name of the licence holder: DELCOR ASSET MANAGEMENT PTY LTD
    Licence Number: 000475210
    The date the Financial Adviser commenced the appointment: 2015-07-01
    The date the Financial Adviser ceased the appointment: 2019-11-18
    Authorised Representative Name: DELCOR ASSET MANAGEMENT PTY LTD
    Authorised Representative Number: 000475210
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Introduction to Financial Planning - FPA (Financial Planning Association of Australia Limited) ~ Investment Planning 1 - Integratec (Aust) Pty Limited ~ Postgraduate Certificate in Management - The University of Southern Queensland ~ RIsk Management & Insurance Planning - FPA (Financial Planning Association of Australia Limited) ~ Superannuation & Retirement Planning - Integratec (Aust) Pty Limited
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.