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Financial Advisers: JOHN STOKER Information

This is the detailed information about JOHN STOKER, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000263657, the year the Financial Adviser first provided advice is 1980 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:30.

Financial Adviser Number: 000263657
Financial Adviser Name: JOHN STOKER
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1980
  1. Financial Adviser Status: Ceased
    Name of the licence holder: A.C.N. 116 900 362 LIMITED
    Licence Number: 000297239
    Licence ABN: 50116900362
    The date the Financial Adviser commenced the appointment: 1997-01-01
    The date the Financial Adviser ceased the appointment: 2013-05-03
  2. Financial Adviser Status: Ceased
    Name of the licence holder: AVALONFS PTY LTD
    Licence Number: 000437518
    Licence ABN: 43162297298
    The company(ies) or people who control the licensee's business: Amodio Financial Services Pty Ltd ATF AFS Trust [Date Ceased: 2016-04-07]
    The date the Financial Adviser commenced the appointment: 2016-11-14
    The date the Financial Adviser ceased the appointment: 2019-06-28
    Authorised Representative Name: AVALONFS PTY LTD
    Authorised Representative Number: 000437518
    Rep Appointed ABN: 43162297298
    Provides details on areas the Financial Adviser is restricted from giving advice on: No margin lending or securities
  3. Financial Adviser Status: Ceased
    Name of the licence holder: SECURITOR FINANCIAL GROUP LTD
    Licence Number: 000240687
    Licence ABN: 48009189495
    The company(ies) or people who control the licensee's business: WESTPAC BANKING CORPORATION
    The date the Financial Adviser commenced the appointment: 2013-05-03
    The date the Financial Adviser ceased the appointment: 2013-07-18
  4. Financial Adviser Status: Ceased
    Name of the licence holder: ALPHA INVESTMENT MANAGEMENT PTY LTD
    Licence Number: 000307379
    Licence ABN: 13122381908
    The company(ies) or people who control the licensee's business: STEINHARDT HOLDINGS PTY LTD
    The date the Financial Adviser commenced the appointment: 2013-07-19
    The date the Financial Adviser ceased the appointment: 2016-11-14
    Authorised Representative Name: ALPHA INVESTMENT MANAGEMENT PTY LTD
    Authorised Representative Number: 000307379
    Rep Appointed ABN: 13122381908
    Provides details on areas the Financial Adviser is restricted from giving advice on: Direct Equities - excludes direct equities advice SMSF - excludes advice on limited recourse borrowing arrangements and advice to set up SMSF

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.