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Financial Advisers: KEN RYAN Information

This is the detailed information about KEN RYAN, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000267657, the year the Financial Adviser first provided advice is 1978 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:32.

Financial Adviser Number: 000267657
Financial Adviser Name: KEN RYAN
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1978
Adviser Town: THE ENTRANCE
Adviser State: NSW
Adviser Postcode: 2261
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: PGW FINANCIAL SERVICES PTY LTD
    Licence Number: 000384713
    Licence ABN: 15123835441
    The date the Financial Adviser commenced the appointment: 2013-02-11
    Authorised Representative Name: PGW FINANCIAL SERVICES PTY LTD
    Authorised Representative Number: 000384713
    Rep Appointed ABN: 15123835441
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Certificate IV in Financial Planning - Integratec
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
  2. Financial Adviser Status: Ceased
    Name of the licence holder: AAA FINANCIAL INTELLIGENCE LTD
    Licence Number: 000312478
    Licence ABN: 23093616445
    The date the Financial Adviser commenced the appointment: 2007-09-03
    The date the Financial Adviser ceased the appointment: 2013-02-11
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Certificate IV in Financial Planning - Integratec
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.