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Financial Advisers: GABRIEL DAVID SANDERS Information

This is the detailed information about GABRIEL DAVID SANDERS, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000268157, the year the Financial Adviser first provided advice is 2008 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:33.

Financial Adviser Number: 000268157
Financial Adviser Name: GABRIEL DAVID SANDERS
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2008
Adviser Town: Melbourne
Adviser State: VIC
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: CANACCORD GENUITY FINANCIAL LIMITED
    Licence Number: 000239052
    Licence ABN: 69008896311
    The company(ies) or people who control the licensee's business: CANACCORD FINANCIAL GROUP (AUSTRALIA) PTY LTD ~ CANACCORD GENUITY FINANCIAL LIMITED [Date Ceased: 2019-10-23]
    The date the Financial Adviser commenced the appointment: 2013-08-27
    The date the Financial Adviser ceased the appointment: 2016-01-07
    Authorised Representative Name: CANACCORD GENUITY FINANCIAL LIMITED
    Authorised Representative Number: 000239052
    Rep Appointed ABN: 69008896311
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: ADA1 - Tribeca ~ ADA2 - KAPLAN ~ ASIC PS146 Compliance (Securities and Managed Investments) - Securities and Derivatives Industry Association ~ Margin Lending - Stockbrokers Association of Australia ~ RMIT/SDIA Superannuation Module - RMIT University
    Provides details on areas the Financial Adviser is restricted from giving advice on: Authorised to provide personal financial product advice to retail clients on: Derivatives - Level 1 and 2.
  2. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: BELL POTTER SECURITIES LIMITED
    Licence Number: 000243480
    Licence ABN: 25006390772
    The company(ies) or people who control the licensee's business: BELL FINANCIAL GROUP LIMITED
    The date the Financial Adviser commenced the appointment: 2016-01-07
    Authorised Representative Name: BELL POTTER SECURITIES LIMITED
    Authorised Representative Number: 000243480
    Rep Appointed ABN: 25006390772
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Derivatives: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: ADA1 - Tribeca ~ ADA2 - KAPLAN ~ ASIC PS146 Compliance (Securities and Managed Investments) - Securities and Derivatives Industry Association ~ Margin Lending - Stockbrokers Association of Australia ~ RMIT/SDIA Superannuation Module - RMIT University
  3. Financial Adviser Status: Ceased
    Name of the licence holder: SHAW AND PARTNERS LIMITED
    Licence Number: 000236048
    Licence ABN: 24003221583
    The date the Financial Adviser commenced the appointment: 2008-01-01
    The date the Financial Adviser ceased the appointment: 2013-07-23
    Authorised Representative Name: GABRIEL DAVID SANDERS
    Authorised Representative Number: 000268157
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: ADA1 - Tribeca ~ ADA2 - KAPLAN ~ ASIC PS146 Compliance (Securities and Managed Investments) - Securities and Derivatives Industry Association ~ Margin Lending - Stockbrokers Association of Australia ~ RMIT/SDIA Superannuation Module - RMIT University

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.