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Financial Advisers: WENDY JOY BARTON Information

This is the detailed information about WENDY JOY BARTON, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000270402, the year the Financial Adviser first provided advice is 2009 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:33.

Financial Adviser Number: 000270402
Financial Adviser Name: WENDY JOY BARTON
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2009
Adviser Town: Melbourne
Adviser State: VIC
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: THE HERON PARTNERSHIP PTY LIMITED
    Licence Number: 000252538
    Licence ABN: 79100196272
    The date the Financial Adviser commenced the appointment: 2009-06-11
    Authorised Representative Name: THE HERON PARTNERSHIP PTY LIMITED
    Authorised Representative Number: 000252538
    Rep Appointed ABN: 79100196272
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Retirement Savings Account Products: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Services - Tribeca
    Provides details on areas the Financial Adviser is restricted from giving advice on: Condition start date time 2009-06-11 1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (ii) life products including: (A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and (B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; (iii) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and (iv) superannuation; to retail and wholesale clients.

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.