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Financial Advisers: SAMUEL LYTHGO Information

This is the detailed information about SAMUEL LYTHGO, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000270526, the year the Financial Adviser first provided advice is 2010 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:33.

Financial Adviser Number: 000270526
Financial Adviser Name: SAMUEL LYTHGO
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2010
Adviser Town: fortitude valley
Adviser State: QLD
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: LONGHOU CAPITAL MARKETS PTY LTD
    Licence Number: 000292464
    Licence ABN: 40114266698
    The company(ies) or people who control the licensee's business: Longhou Investment Holdings Pty Ltd ~ SOUTHERN FOREST INVESTMENT PTY LTD [Date Ceased: 2016-04-19]
    The date the Financial Adviser commenced the appointment: 2010-07-22
    The date the Financial Adviser ceased the appointment: 2010-11-24
    Authorised Representative Name: SAMUEL LYTHGO
    Authorised Representative Number: 000270526
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Full Diploma Tier 1 Foreign Exchange - Financial Education Professionals ~ Margin Lending Facilities - Financial Education Professionals ~ RG 146 - FINSIA ~ Registered Representative - Sydney Futures Exchange
  2. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: LYTHGO CREW WEALTH MANAGEMENT PTY LTD
    Licence Number: 000370951
    Licence ABN: 30144973786
    The date the Financial Adviser commenced the appointment: 2014-11-01
    Authorised Representative Name: LYTHGO CREW WEALTH MANAGEMENT PTY LTD
    Authorised Representative Number: 000370951
    Rep Appointed ABN: 30144973786
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Derivatives: 1
    Fin Foreign Exchange Contracts: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Securities: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Full Diploma Tier 1 Foreign Exchange - Financial Education Professionals ~ Margin Lending Facilities - Financial Education Professionals ~ RG 146 - FINSIA ~ Registered Representative - Sydney Futures Exchange
    Provides details on areas the Financial Adviser is restricted from giving advice on: Sam Lythgo is also authorised to advise on MDA services.

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.