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Financial Advisers: STEVEN JOHN BRAND Information

This is the detailed information about STEVEN JOHN BRAND, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000271693, the year the Financial Adviser first provided advice is 2017 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:34.

Financial Adviser Number: 000271693
Financial Adviser Name: STEVEN JOHN BRAND
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2017
  1. Financial Adviser Status: Current
    Name of the licence holder: CLIMB WEALTH PTY LTD
    Licence Number: 000409424
    Licence ABN: 36146520390
    The company(ies) or people who control the licensee's business: Wealth Spectrum Pty Ltd ~ Aura Group Holdings Pte. Ltd [Date Ceased: 2019-02-12] ~ CLIMB WEALTH PTY LTD [Date Ceased: 2017-11-03]
    The date the Financial Adviser commenced the appointment: 2019-05-06
    Authorised Representative Name: CLIMB WEALTH PTY LTD
    Authorised Representative Number: 000409424
    Rep Appointed ABN: 36146520390
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Planning - Mentor Education ~ Certificate IV in Finance and Mortgage Broking - Skill Solutions ~ Diploma of Financial Planning - Mentor Education ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education
  2. Financial Adviser Status: Ceased
    Name of the licence holder: SPECTRUM WEALTH ADVISERS PTY LTD
    Licence Number: 000334400
    Licence ABN: 57134661706
    The company(ies) or people who control the licensee's business: Freedom Insurance Group Pty Ltd [Date Ceased: 2020-02-14]
    The date the Financial Adviser commenced the appointment: 2017-05-08
    The date the Financial Adviser ceased the appointment: 2019-04-24
    Authorised Representative Name: SPECTRUM WEALTH ADVISERS PTY LTD
    Authorised Representative Number: 000334400
    Rep Appointed ABN: 57134661706
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Planning - Mentor Education ~ Certificate IV in Finance and Mortgage Broking - Skill Solutions ~ Diploma of Financial Planning - Mentor Education ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education
    Provides details on areas the Financial Adviser is restricted from giving advice on: Full Advice as at 15.01.2018
  3. Financial Adviser Status: Ceased
    Name of the licence holder: CHUBB INSURANCE AUSTRALIA LTD
    Licence Number: 000239687
    Licence ABN: 23001642020
    The company(ies) or people who control the licensee's business: CHUBB HOLDINGS AUSTRALIA PTY LIMITED ~ CHUBB INA INTERNATIONAL HOLDINGS LIMITED ~ CHUBB LIMITED
    The date the Financial Adviser commenced the appointment: 2010-09-13
    The date the Financial Adviser ceased the appointment: 2014-02-14
    Authorised Representative Name: STEVEN JOHN BRAND
    Authorised Representative Number: 000271693
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Planning - Mentor Education ~ Certificate IV in Finance and Mortgage Broking - Skill Solutions ~ Diploma of Financial Planning - Mentor Education ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.