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Financial Advisers: DAVID ROBERT MCCULLOCH Information

This is the detailed information about DAVID ROBERT MCCULLOCH, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000276701, the year the Financial Adviser first provided advice is 2009 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:35.

Financial Adviser Number: 000276701
Financial Adviser Name: DAVID ROBERT MCCULLOCH
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2009
Adviser Town: MOUNT LOUISA
Adviser State: QLD
Adviser Postcode: 4814
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: DOVER FINANCIAL ADVISERS PTY LTD
    Licence Number: 000307248
    Licence ABN: 87112139321
    The company(ies) or people who control the licensee's business: TERRY MCMASTER [Date Ceased: 2018-08-01]
    The date the Financial Adviser commenced the appointment: 2010-03-19
    The date the Financial Adviser ceased the appointment: 2010-09-14
    Disciplinary actions start date against the Financial Adviser: 2011-12-21
    Disciplinary actions end date against the Financial Adviser: 2013-12-20
    Disciplinary action type: Enforceable undertaking Start date: 2011-12-21; End date: 2013-12-20. Doc number is 025136479.
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Certificate in Business (Applied Finance) - Queensland University of Technology ~ Margin Lending and Geared Investments - Kaplan
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA) ~ FINSIA
  2. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: SYNCHRONISED BUSINESS SERVICES PTY LTD
    Licence Number: 000243313
    Licence ABN: 33007207650
    The date the Financial Adviser commenced the appointment: 2010-09-20
    Authorised Representative Name: SYNCHRONISED BUSINESS SERVICES PTY LTD
    Authorised Representative Number: 000243313
    Rep Appointed ABN: 33007207650
    Disciplinary actions start date against the Financial Adviser: 2011-12-21
    Disciplinary actions end date against the Financial Adviser: 2013-12-20
    Disciplinary action type: Enforceable undertaking Start date: 2011-12-21; End date: 2013-12-20. Doc number is 025136479.
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Certificate in Business (Applied Finance) - Queensland University of Technology ~ Margin Lending and Geared Investments - Kaplan
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA) ~ FINSIA

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.