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Financial Advisers: RORY JAMES MITCHELL Information

This is the detailed information about RORY JAMES MITCHELL, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000278270, the year the Financial Adviser first provided advice is 2016 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:36.

Financial Adviser Number: 000278270
Financial Adviser Name: RORY JAMES MITCHELL
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2016
Adviser Town: Jolimont
Adviser State: WA
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: MERIT WEALTH PTY LTD
    Licence Number: 000409361
    Licence ABN: 89125557002
    The company(ies) or people who control the licensee's business: EASTON INVESTMENTS LIMITED
    The date the Financial Adviser commenced the appointment: 2016-07-18
    The date the Financial Adviser ceased the appointment: 2018-11-14
    Authorised Representative Name: MERIT WEALTH PTY LTD
    Authorised Representative Number: 000409361
    Rep Appointed ABN: 89125557002
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Business - Accounting - Edith Cowan University, WA ~ Diploma of Financial Planning - Integrity Education Group ~ Margin Lending - Integrity Education Group ~ SMSF Specialist Advisor - SMSF Association
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2010 - SMSF Specialist Advisor - Professional Designations - SMSF Association
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: CPA Australia (CPA) ~ SMSF Association
  2. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: AUSTRALIAN UNITY PERSONAL FINANCIAL SERVICES LTD
    Licence Number: 000234459
    Licence ABN: 26098725145
    The company(ies) or people who control the licensee's business: AUSTRALIAN UNITY LIMITED
    The date the Financial Adviser commenced the appointment: 2018-11-22
    Authorised Representative Name: AUSTRALIAN UNITY PERSONAL FINANCIAL SERVICES LTD
    Authorised Representative Number: 000234459
    Rep Appointed ABN: 26098725145
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Business - Accounting - Edith Cowan University, WA ~ Diploma of Financial Planning - Integrity Education Group ~ Margin Lending - Integrity Education Group ~ SMSF Specialist Advisor - SMSF Association
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2010 - SMSF Specialist Advisor - Professional Designations - SMSF Association
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: CPA Australia (CPA) ~ SMSF Association

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.