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Financial Advisers: ELENE LOIS WORTHINGTON Information

This is the detailed information about ELENE LOIS WORTHINGTON, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000279019, the year the Financial Adviser first provided advice is 2008 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:36.

Financial Adviser Number: 000279019
Financial Adviser Name: ELENE LOIS WORTHINGTON
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2008
Adviser Town: Fortitude Valley
Adviser State: QLD
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: EP FINANCIAL SERVICES PTY LTD
    Licence Number: 000325252
    Licence ABN: 52130772495
    The company(ies) or people who control the licensee's business: ELSTON GROUP PTY LTD
    The date the Financial Adviser commenced the appointment: 2019-11-25
    Authorised Representative Name: EP FINANCIAL SERVICES PTY LTD
    Authorised Representative Number: 000325252
    Rep Appointed ABN: 52130772495
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Managed Investment Schemes/MDA Services: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business - University of Sunshine Coast ~ Bachelor of Commerce Majoring in Accounting - University of the Sunshine Coast ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending - Kaplan
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
    Provides details on areas the Financial Adviser is restricted from giving advice on: MDA Services (Advice and Arrange only)
  2. Financial Adviser Status: Ceased
    Name of the licence holder: BURRELL STOCKBROKING PTY LTD
    Licence Number: 000247431
    Licence ABN: 82088958481
    The company(ies) or people who control the licensee's business: BURRELL & CO HOLDINGS PTY LTD
    The date the Financial Adviser commenced the appointment: 2016-01-25
    The date the Financial Adviser ceased the appointment: 2019-11-12
    Authorised Representative Name: BURRELL STOCKBROKING PTY LTD
    Authorised Representative Number: 000247431
    Rep Appointed ABN: 82088958481
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business - University of Sunshine Coast ~ Bachelor of Commerce Majoring in Accounting - University of the Sunshine Coast ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending - Kaplan
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  3. Financial Adviser Status: Ceased
    Name of the licence holder: PROFESSIONAL INVESTMENT SERVICES PTY LTD
    Licence Number: 000234951
    Licence ABN: 11074608558
    The company(ies) or people who control the licensee's business: CENTREPOINT WEALTH PTY LTD
    The date the Financial Adviser commenced the appointment: 2004-08-06
    The date the Financial Adviser ceased the appointment: 2016-01-18
    Authorised Representative Name: PROFESSIONAL INVESTMENT SERVICES PTY LTD
    Authorised Representative Number: 000234951
    Rep Appointed ABN: 11074608558
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business - University of Sunshine Coast ~ Bachelor of Commerce Majoring in Accounting - University of the Sunshine Coast ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending - Kaplan
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
    Provides details on areas the Financial Adviser is restricted from giving advice on: Restricted from giving advice in Self Managed Superannuation Funds

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.