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Financial Advisers: HAROLD BERNARD BRAAKHUIS Information

This is the detailed information about HAROLD BERNARD BRAAKHUIS, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000284464, the year the Financial Adviser first provided advice is 2010 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:38.

Financial Adviser Number: 000284464
Financial Adviser Name: HAROLD BERNARD BRAAKHUIS
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2010
Adviser Town: Port Lincoln
Adviser State: SA
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: GENESYS WEALTH ADVISERS LIMITED
    Licence Number: 000232686
    Licence ABN: 20060778216
    The company(ies) or people who control the licensee's business: AMP LIMITED
    The date the Financial Adviser commenced the appointment: 2005-02-01
    The date the Financial Adviser ceased the appointment: 2010-12-01
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism - Deakin Business School ~ Graduate Diploma of Financial Planning - Deakin University ~ Professional Certificate SMSF - Adelaide University
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University~2020 - Ethics and Professionalism - Bridging Course - Ethics - Deakin Business School
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA) ~ Financial Planning Association of Australia (FPA) ~ SMSF Association
  2. Financial Adviser Status: Ceased
    Name of the licence holder: RI ADVICE GROUP PTY LTD
    Licence Number: 000238429
    Licence ABN: 23001774125
    The company(ies) or people who control the licensee's business: IOOF HOLDINGS LTD ~ AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED [Date Ceased: 2018-10-05]
    The date the Financial Adviser commenced the appointment: 2010-12-02
    The date the Financial Adviser ceased the appointment: 2013-02-17
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism - Deakin Business School ~ Graduate Diploma of Financial Planning - Deakin University ~ Professional Certificate SMSF - Adelaide University
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University~2020 - Ethics and Professionalism - Bridging Course - Ethics - Deakin Business School
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA) ~ Financial Planning Association of Australia (FPA) ~ SMSF Association
  3. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: FORTNUM PRIVATE WEALTH LTD
    Licence Number: 000357306
    Licence ABN: 54139889535
    The company(ies) or people who control the licensee's business: FORTNUM PRIVATE WEALTH LTD
    The date the Financial Adviser commenced the appointment: 2010-12-02
    Authorised Representative Name: FORTNUM PRIVATE WEALTH LTD
    Authorised Representative Number: 000357306
    Rep Appointed ABN: 54139889535
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Managed Investment Schemes/MDA Services: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism - Deakin Business School ~ Graduate Diploma of Financial Planning - Deakin University ~ Professional Certificate SMSF - Adelaide University
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University~2020 - Ethics and Professionalism - Bridging Course - Ethics - Deakin Business School
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA) ~ Financial Planning Association of Australia (FPA) ~ SMSF Association

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.