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Financial Advisers: SHIRLEY ANNE FERRIS Information

This is the detailed information about SHIRLEY ANNE FERRIS, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000292117, the year the Financial Adviser first provided advice is 2014 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:40.

Financial Adviser Number: 000292117
Financial Adviser Name: SHIRLEY ANNE FERRIS
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2014
  1. Financial Adviser Status: Ceased
    Name of the licence holder: ALLIANCE WEALTH PTY LTD
    Licence Number: 000449221
    Licence ABN: 93161647007
    The company(ies) or people who control the licensee's business: CENTREPOINT ALLIANCE LIMITED ~ CENTREPOINT WEALTH PTY LTD [Date Ceased: 2018-02-21]
    The date the Financial Adviser commenced the appointment: 2016-04-21
    The date the Financial Adviser ceased the appointment: 2018-10-31
    Authorised Representative Name: BROUGHTON HALL PTY LTD
    Authorised Representative Number: 000449868
    Rep Appointed ABN: 19163889683
  2. Financial Adviser Status: Ceased
    Name of the licence holder: AIW DEALER SERVICES PTY LTD
    Licence Number: 000414256
    Licence ABN: 59153322420
    The company(ies) or people who control the licensee's business: ASTUTE HOLDINGS GROUP PTY LTD
    The date the Financial Adviser commenced the appointment: 2013-12-05
    The date the Financial Adviser ceased the appointment: 2016-04-20
    Authorised Representative Name: AIW DEALER SERVICES PTY LTD
    Authorised Representative Number: 000414256
    Rep Appointed ABN: 59153322420

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.