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Financial Advisers: STEPHEN DAVIES Information

This is the detailed information about STEPHEN DAVIES, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000292455, the year the Financial Adviser first provided advice is 2015 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:40.

Financial Adviser Number: 000292455
Financial Adviser Name: STEPHEN DAVIES
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2015
Adviser Town: Perth
Adviser State: WA
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: BELLWETHER FINANCIAL GROUP PTY LTD
    Licence Number: 000479993
    The date the Financial Adviser commenced the appointment: 2020-09-01
    Authorised Representative Name: BELLWETHER FINANCIAL GROUP PTY LTD
    Authorised Representative Number: 000479993
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Planning - FPA ~ Diploma in Technical Analysis - ATAA ~ Diploma of Financial Planning - Deakin University ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australasia
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Australian Technical Analysts Association ~ Financial Planning Association of Australia (FPA) ~ Financial Service Institute of Australasia
  2. Financial Adviser Status: Ceased
    Name of the licence holder: SOUTHERN CROSS FINANCIAL PTY LTD
    Licence Number: 000311127
    Licence ABN: 63107777471
    The date the Financial Adviser commenced the appointment: 2015-12-01
    The date the Financial Adviser ceased the appointment: 2020-08-31
    Authorised Representative Name: SOUTHERN CROSS FINANCIAL PTY LTD
    Authorised Representative Number: 000311127
    Rep Appointed ABN: 63107777471
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Planning - FPA ~ Diploma in Technical Analysis - ATAA ~ Diploma of Financial Planning - Deakin University ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australasia
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Australian Technical Analysts Association ~ Financial Planning Association of Australia (FPA) ~ Financial Service Institute of Australasia
  3. Financial Adviser Status: Ceased
    Name of the licence holder: WEALTH TODAY PTY LTD
    Licence Number: 000340289
    Licence ABN: 62133393263
    The company(ies) or people who control the licensee's business: WT FINANCIAL GROUP LIMITED
    The date the Financial Adviser commenced the appointment: 2015-02-23
    The date the Financial Adviser ceased the appointment: 2015-09-02
    Authorised Representative Name: WEALTH TODAY PTY LTD
    Authorised Representative Number: 000340289
    Rep Appointed ABN: 62133393263
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Planning - FPA ~ Diploma in Technical Analysis - ATAA ~ Diploma of Financial Planning - Deakin University ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australasia
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Australian Technical Analysts Association ~ Financial Planning Association of Australia (FPA) ~ Financial Service Institute of Australasia

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.