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Financial Advisers: JAMES CHATFIELD JACONA Information

This is the detailed information about JAMES CHATFIELD JACONA, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000296049, the year the Financial Adviser first provided advice is 2013 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:41.

Financial Adviser Number: 000296049
Financial Adviser Name: JAMES CHATFIELD JACONA
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2013
  1. Financial Adviser Status: Ceased
    Name of the licence holder: POLICE FINANCIAL SERVICES LIMITED
    Licence Number: 000240293
    Licence ABN: 33087651661
    The date the Financial Adviser commenced the appointment: 2018-07-30
    The date the Financial Adviser ceased the appointment: 2018-10-19
    Authorised Representative Name: POLICE FINANCIAL SERVICES LIMITED
    Authorised Representative Number: 000240293
    Rep Appointed ABN: 33087651661
  2. Financial Adviser Status: Ceased
    Name of the licence holder: FINDEX FINANCIAL ADVICE PTY LTD
    Licence Number: 000238244
    Licence ABN: 51060092631
    The company(ies) or people who control the licensee's business: CROWE HORWATH AUSTRALASIA PTY LTD
    The date the Financial Adviser commenced the appointment: 2013-10-01
    The date the Financial Adviser ceased the appointment: 2013-12-31
    Authorised Representative Name: JAMES CHATFIELD JACONA
    Authorised Representative Number: 000296049
  3. Financial Adviser Status: Ceased
    Name of the licence holder: AIW DEALER SERVICES PTY LTD
    Licence Number: 000414256
    Licence ABN: 59153322420
    The company(ies) or people who control the licensee's business: ASTUTE HOLDINGS GROUP PTY LTD
    The date the Financial Adviser commenced the appointment: 2015-05-15
    The date the Financial Adviser ceased the appointment: 2015-06-05
    Authorised Representative Name: AIW DEALER SERVICES PTY LTD
    Authorised Representative Number: 000414256
    Rep Appointed ABN: 59153322420
  4. Financial Adviser Status: Ceased
    Name of the licence holder: DOVER FINANCIAL ADVISERS PTY LTD
    Licence Number: 000307248
    Licence ABN: 87112139321
    The company(ies) or people who control the licensee's business: TERRY MCMASTER [Date Ceased: 2018-08-01]
    The date the Financial Adviser commenced the appointment: 2015-07-02
    The date the Financial Adviser ceased the appointment: 2018-03-31
    Authorised Representative Name: DOVER FINANCIAL ADVISERS PTY LTD
    Authorised Representative Number: 000307248
    Rep Appointed ABN: 87112139321
  5. Financial Adviser Status: Ceased
    Name of the licence holder: SYNCHRONISED BUSINESS SERVICES PTY LTD
    Licence Number: 000243313
    Licence ABN: 33007207650
    The date the Financial Adviser commenced the appointment: 2014-01-01
    The date the Financial Adviser ceased the appointment: 2014-07-22
  6. Financial Adviser Status: Ceased
    Name of the licence holder: COUNT FINANCIAL LIMITED
    Licence Number: 000227232
    Licence ABN: 19001974625
    The company(ies) or people who control the licensee's business: COUNT MEMBER FIRM PTY LTD ~ COUNTPLUS LIMITED ~ COMMONWEALTH BANK OF AUSTRALIA [Date Ceased: 2019-10-01]
    The date the Financial Adviser commenced the appointment: 2014-08-05
    The date the Financial Adviser ceased the appointment: 2015-01-28

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.