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Financial Advisers: STUART MCCLURE Information
This is the detailed information about STUART MCCLURE, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000311658, the year the Financial Adviser first provided advice is 2012 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:47.
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Financial Adviser Status: CeasedName of the licence holder: PHILLIP CAPITAL LIMITEDLicence Number: 000246827Licence ABN: 14002918247The date the Financial Adviser commenced the appointment: 2011-05-01The date the Financial Adviser ceased the appointment: 2013-08-31Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Accredited Derivatives Adviser Level 1 - Kaplan ~ Accredited Derivatives Adviser Level 2 - Kaplan ~ Bachelor of Business - Griffith University ~ RG 146 - Kaplan
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Financial Adviser Status: CeasedName of the licence holder: MINC FINANCIAL SERVICES PTY LIMITEDLicence Number: 000317201Licence ABN: 24126999433The date the Financial Adviser commenced the appointment: 2009-08-17The date the Financial Adviser ceased the appointment: 2011-04-19Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Accredited Derivatives Adviser Level 1 - Kaplan ~ Accredited Derivatives Adviser Level 2 - Kaplan ~ Bachelor of Business - Griffith University ~ RG 146 - Kaplan
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Financial Adviser Status: CeasedName of the licence holder: SB2 SECURITIES PTY LTDLicence Number: 000238148Licence ABN: 92067161755The date the Financial Adviser commenced the appointment: 2007-03-23The date the Financial Adviser ceased the appointment: 2009-08-14Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Accredited Derivatives Adviser Level 1 - Kaplan ~ Accredited Derivatives Adviser Level 2 - Kaplan ~ Bachelor of Business - Griffith University ~ RG 146 - Kaplan
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Financial Adviser Status: CeasedName of the licence holder: PULSE MARKETS PTY LTDLicence Number: 000220383Licence ABN: 14081505268The company(ies) or people who control the licensee's business: BIR FINANCIAL LIMITEDThe date the Financial Adviser commenced the appointment: 2013-10-18The date the Financial Adviser ceased the appointment: 2016-03-24Authorised Representative Name: PULSE MARKETS PTY LTDAuthorised Representative Number: 000220383Rep Appointed ABN: 14081505268Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Accredited Derivatives Adviser Level 1 - Kaplan ~ Accredited Derivatives Adviser Level 2 - Kaplan ~ Bachelor of Business - Griffith University ~ RG 146 - Kaplan
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Financial Adviser Status: CurrentName of the licence holder: VESTED EQUITIES PTY LTDLicence Number: 000478987The date the Financial Adviser commenced the appointment: 2016-03-16Authorised Representative Name: VESTED EQUITIES PTY LTDAuthorised Representative Number: 000478987Fin Derivatives: 1Fin Managed Investment Schemes, including IDPS: 1Fin Securities: 1Fin Margin Lending Facility/Standard Margin Lending Facility: 1Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Accredited Derivatives Adviser Level 1 - Kaplan ~ Accredited Derivatives Adviser Level 2 - Kaplan ~ Bachelor of Business - Griffith University ~ RG 146 - Kaplan
Data Dictionary
The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.
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