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Financial Advisers: STEPHEN MCLEOD LOCKWOOD Information

This is the detailed information about STEPHEN MCLEOD LOCKWOOD, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000337050, the year the Financial Adviser first provided advice is 2017 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:57.

Financial Adviser Number: 000337050
Financial Adviser Name: STEPHEN MCLEOD LOCKWOOD
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2017
  1. Financial Adviser Status: Current
    Name of the licence holder: LOCKWOOD & WARD SMSF ADVISERS PTY LTD
    Licence Number: 000488886
    The company(ies) or people who control the licensee's business: Stephen Mcleod LOCKWOOD
    The date the Financial Adviser commenced the appointment: 2018-06-05
    Authorised Representative Name: STEPHEN LOCKWOOD
    Authorised Representative Number: 001264703
    Fin Superannuation/Self-Managed Superannuation Fund: 1
    Fin Superannuation/A person's existing holding in a superannuation product: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provide Class of Product Advice – Superannuation: 1
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Superannuation; Self-Managed Superannuation Fund; Skills - Pinnacle
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Chartered Accountants Australia and New Zealand (CA ANZ)
  2. Financial Adviser Status: Ceased
    Name of the licence holder: LOCKWOOD & WARD SMSF ADVISERS PTY LTD
    Licence Number: 000488886
    The company(ies) or people who control the licensee's business: Stephen Mcleod LOCKWOOD
    The date the Financial Adviser commenced the appointment: 2017-02-21
    The date the Financial Adviser ceased the appointment: 2018-06-04
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Superannuation; Self-Managed Superannuation Fund; Skills - Pinnacle
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Chartered Accountants Australia and New Zealand (CA ANZ)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.