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Financial Advisers: ALBERTO DIEZ Information

This is the detailed information about ALBERTO DIEZ, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000337321, the year the Financial Adviser first provided advice is 2010 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:55:57.

Financial Adviser Number: 000337321
Financial Adviser Name: ALBERTO DIEZ
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2010
Adviser Town: SYDNEY
Adviser State: NSW
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: GWM ADVISER SERVICES LIMITED
    Licence Number: 000230692
    Licence ABN: 96002071749
    The company(ies) or people who control the licensee's business: MLC WEALTH LIMITED ~ NATIONAL AUSTRALIA BANK LIMITED
    The date the Financial Adviser commenced the appointment: 2015-02-03
    The date the Financial Adviser ceased the appointment: 2016-06-10
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced of Diploma Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor Degree - Business Administration - University of Western Australia ~ Diploma of Financial Services - Kaplan Professional Education ~ Margin Lending - Kaplan Professional Education ~ SMSF Specialist Adviser - SMSF Association
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ SMSF Association
  2. Financial Adviser Status: Ceased
    Name of the licence holder: SECURITOR FINANCIAL GROUP LTD
    Licence Number: 000240687
    Licence ABN: 48009189495
    The company(ies) or people who control the licensee's business: WESTPAC BANKING CORPORATION
    The date the Financial Adviser commenced the appointment: 2010-03-09
    The date the Financial Adviser ceased the appointment: 2012-05-23
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced of Diploma Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor Degree - Business Administration - University of Western Australia ~ Diploma of Financial Services - Kaplan Professional Education ~ Margin Lending - Kaplan Professional Education ~ SMSF Specialist Adviser - SMSF Association
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ SMSF Association
  3. Financial Adviser Status: Ceased
    Name of the licence holder: GPS WEALTH LTD
    Licence Number: 000254544
    Licence ABN: 17005482726
    The company(ies) or people who control the licensee's business: EASTON INVESTMENTS LIMITED
    The date the Financial Adviser commenced the appointment: 2016-06-10
    The date the Financial Adviser ceased the appointment: 2017-10-03
    Authorised Representative Name: GLORBERT PTY LTD
    Authorised Representative Number: 000473700
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced of Diploma Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor Degree - Business Administration - University of Western Australia ~ Diploma of Financial Services - Kaplan Professional Education ~ Margin Lending - Kaplan Professional Education ~ SMSF Specialist Adviser - SMSF Association
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ SMSF Association
  4. Financial Adviser Status: Ceased
    Name of the licence holder: MACQUARIE EQUITIES LIMITED
    Licence Number: 000237504
    Licence ABN: 41002574923
    The company(ies) or people who control the licensee's business: MACQUARIE GROUP LIMITED
    The date the Financial Adviser commenced the appointment: 2017-09-06
    The date the Financial Adviser ceased the appointment: 2019-07-22
    Authorised Representative Name: MACQUARIE EQUITIES LIMITED
    Authorised Representative Number: 000237504
    Rep Appointed ABN: 41002574923
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced of Diploma Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor Degree - Business Administration - University of Western Australia ~ Diploma of Financial Services - Kaplan Professional Education ~ Margin Lending - Kaplan Professional Education ~ SMSF Specialist Adviser - SMSF Association
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ SMSF Association
  5. Financial Adviser Status: Ceased
    Name of the licence holder: AIW DEALER SERVICES PTY LTD
    Licence Number: 000414256
    Licence ABN: 59153322420
    The company(ies) or people who control the licensee's business: ASTUTE HOLDINGS GROUP PTY LTD
    The date the Financial Adviser commenced the appointment: 2012-05-08
    The date the Financial Adviser ceased the appointment: 2015-02-17
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced of Diploma Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor Degree - Business Administration - University of Western Australia ~ Diploma of Financial Services - Kaplan Professional Education ~ Margin Lending - Kaplan Professional Education ~ SMSF Specialist Adviser - SMSF Association
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ SMSF Association
  6. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: PERPETUAL TRUSTEE COMPANY LIMITED
    Licence Number: 000236643
    Licence ABN: 42000001007
    The company(ies) or people who control the licensee's business: PERPETUAL LIMITED
    The date the Financial Adviser commenced the appointment: 2019-09-04
    Authorised Representative Name: PERPETUAL TRUSTEE COMPANY LIMITED
    Authorised Representative Number: 000236643
    Rep Appointed ABN: 42000001007
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Managed Investment Schemes/MDA Services: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Fin Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services: 1
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced of Diploma Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor Degree - Business Administration - University of Western Australia ~ Diploma of Financial Services - Kaplan Professional Education ~ Margin Lending - Kaplan Professional Education ~ SMSF Specialist Adviser - SMSF Association
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ SMSF Association

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.