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Financial Advisers: STEPHEN ANDREW FREEBORN Information

This is the detailed information about STEPHEN ANDREW FREEBORN, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000434428, the year the Financial Adviser first provided advice is 2000 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:56:12.

Financial Adviser Number: 000434428
Financial Adviser Name: STEPHEN ANDREW FREEBORN
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2000
  1. Financial Adviser Status: Current
    Name of the licence holder: RICE WARNER PTY LTD
    Licence Number: 000239191
    Licence ABN: 35003186883
    The date the Financial Adviser commenced the appointment: 2018-12-24
    Authorised Representative Name: RICE WARNER PTY LTD
    Authorised Representative Number: 000239191
    Rep Appointed ABN: 35003186883
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Actuaries Institute - Actuaries Institute of Australia ~ Financial Planning - FPA ~ Graduate Diploma of Applied Finance and Investment - Kaplan ~ RG146 - Kaplan
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Actuaries Institute of Australia, Affiliate ~ FinSIA Fellow
  2. Financial Adviser Status: Ceased
    Name of the licence holder: MORGAN STANLEY AUSTRALIA LIMITED
    Licence Number: 000233742
    Licence ABN: 67003734576
    The date the Financial Adviser commenced the appointment: 2000-02-14
    The date the Financial Adviser ceased the appointment: 2004-12-31
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Actuaries Institute - Actuaries Institute of Australia ~ Financial Planning - FPA ~ Graduate Diploma of Applied Finance and Investment - Kaplan ~ RG146 - Kaplan
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Actuaries Institute of Australia, Affiliate ~ FinSIA Fellow
  3. Financial Adviser Status: Ceased
    Name of the licence holder: PERPETUAL TRUSTEE COMPANY LIMITED
    Licence Number: 000236643
    Licence ABN: 42000001007
    The company(ies) or people who control the licensee's business: PERPETUAL LIMITED
    The date the Financial Adviser commenced the appointment: 2005-01-01
    The date the Financial Adviser ceased the appointment: 2012-09-30
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Actuaries Institute - Actuaries Institute of Australia ~ Financial Planning - FPA ~ Graduate Diploma of Applied Finance and Investment - Kaplan ~ RG146 - Kaplan
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Actuaries Institute of Australia, Affiliate ~ FinSIA Fellow

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.