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Financial Advisers: DANIEL PAUL COHEN Information

This is the detailed information about DANIEL PAUL COHEN, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000437954, the year the Financial Adviser first provided advice is 2013 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:56:13.

Financial Adviser Number: 000437954
Financial Adviser Name: DANIEL PAUL COHEN
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2013
Adviser Town: Sydney
Adviser State: NSW
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: PRIMESTOCK SECURITIES LIMITED
    Licence Number: 000239180
    Licence ABN: 67089676068
    The date the Financial Adviser commenced the appointment: 2011-01-08
    The date the Financial Adviser ceased the appointment: 2014-02-27
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Financial Advising - University of Western Sydney
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2012 - Bachelor of Financial Advising - Bachelor Degree (AQF 7) - University of Western Sydney
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ Mortgage and Finance Association of Australia (MFAA)
  2. Financial Adviser Status: Ceased
    Name of the licence holder: FITZPATRICKS PRIVATE WEALTH PTY LTD
    Licence Number: 000247429
    Licence ABN: 33093667595
    The company(ies) or people who control the licensee's business: FTZ TOPCO PTY LTD ~ ftz holdco pty ltd ~ ftz mezzco pty ltd ~ yorkway (victoria) bidco pty ltd
    The date the Financial Adviser commenced the appointment: 2014-04-16
    The date the Financial Adviser ceased the appointment: 2014-05-08
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Financial Advising - University of Western Sydney
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2012 - Bachelor of Financial Advising - Bachelor Degree (AQF 7) - University of Western Sydney
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ Mortgage and Finance Association of Australia (MFAA)
  3. Financial Adviser Status: Ceased
    Name of the licence holder: SECURITOR FINANCIAL GROUP LTD
    Licence Number: 000240687
    Licence ABN: 48009189495
    The company(ies) or people who control the licensee's business: WESTPAC BANKING CORPORATION
    The date the Financial Adviser commenced the appointment: 2014-06-23
    The date the Financial Adviser ceased the appointment: 2014-08-08
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Financial Advising - University of Western Sydney
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2012 - Bachelor of Financial Advising - Bachelor Degree (AQF 7) - University of Western Sydney
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ Mortgage and Finance Association of Australia (MFAA)
  4. The sub type of the Financial Adviser: Provisional Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: AUSTRALIAN FINANCIAL PLANNING GROUP PTY LIMITED
    Licence Number: 000247430
    Licence ABN: 66050139850
    The date the Financial Adviser commenced the appointment: 2020-05-05
    Authorised Representative Name: AUSTRALIAN FINANCIAL PLANNING GROUP PTY LIMITED
    Authorised Representative Number: 000247430
    Rep Appointed ABN: 66050139850
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Financial Advising - University of Western Sydney
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2012 - Bachelor of Financial Advising - Bachelor Degree (AQF 7) - University of Western Sydney
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ Mortgage and Finance Association of Australia (MFAA)
    Provides details on areas the Financial Adviser is restricted from giving advice on: Excluding Self Managed Super Funds
  5. Financial Adviser Status: Ceased
    Name of the licence holder: AMP FINANCIAL PLANNING PTY LIMITED
    Licence Number: 000232706
    Licence ABN: 89051208327
    The company(ies) or people who control the licensee's business: AMP ADVICE HOLDINGS PTY LTD ~ AMP GROUP HOLDINGS LIMITED ~ AMP HOLDINGS LIMITED ~ AMP LIMITED ~ AMP WEALTH MANAGEMENT HOLDINGS PTY LTD ~ NATIONAL MUTUAL FUNDS MANAGEMENT (GLOBAL) LIMITED
    The date the Financial Adviser commenced the appointment: 2014-09-24
    The date the Financial Adviser ceased the appointment: 2015-08-03
    Authorised Representative Name: AMP FINANCIAL PLANNING PTY LIMITED
    Authorised Representative Number: 000232706
    Rep Appointed ABN: 89051208327
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Financial Advising - University of Western Sydney
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2012 - Bachelor of Financial Advising - Bachelor Degree (AQF 7) - University of Western Sydney
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ Mortgage and Finance Association of Australia (MFAA)
    Provides details on areas the Financial Adviser is restricted from giving advice on: MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives.

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.