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Financial Advisers: DAVID RAYMOND PECK Information

This is the detailed information about DAVID RAYMOND PECK, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000441609, the year the Financial Adviser first provided advice is 1993 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:56:14.

Financial Adviser Number: 000441609
Financial Adviser Name: DAVID RAYMOND PECK
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1993
Adviser Town: Mount Gravatt
Adviser State: QLD
Adviser Postcode: 4122
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: PERPETUAL TRUSTEE COMPANY LIMITED
    Licence Number: 000236643
    Licence ABN: 42000001007
    The company(ies) or people who control the licensee's business: PERPETUAL LIMITED
    The date the Financial Adviser commenced the appointment: 2010-03-01
    The date the Financial Adviser ceased the appointment: 2013-06-30
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Business (Management) - Queensland Institute of Technology ~ CFP - FPA ~ Diploma of Financial Planning - Deakin University ~ Self Managed Superannuation Funds - Kaplan Professional
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  2. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: RI ADVICE GROUP PTY LTD
    Licence Number: 000238429
    Licence ABN: 23001774125
    The company(ies) or people who control the licensee's business: IOOF HOLDINGS LTD ~ AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED [Date Ceased: 2018-10-05]
    The date the Financial Adviser commenced the appointment: 2013-07-01
    Authorised Representative Name: RI ADVICE GROUP PTY LTD
    Authorised Representative Number: 000238429
    Rep Appointed ABN: 23001774125
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Business (Management) - Queensland Institute of Technology ~ CFP - FPA ~ Diploma of Financial Planning - Deakin University ~ Self Managed Superannuation Funds - Kaplan Professional
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.