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Financial Advisers: YEW LIP Information

This is the detailed information about YEW LIP, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 000443637, the year the Financial Adviser first provided advice is 2005 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:56:15.

Financial Adviser Number: 000443637
Financial Adviser Name: YEW LIP
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2005
Adviser Town: Wheelers Hill
Adviser State: VIC
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: WESTPAC BANKING CORPORATION
    Licence Number: 000233714
    Licence ABN: 33007457141
    The company(ies) or people who control the licensee's business: WESTPAC BANKING CORPORATION
    The date the Financial Adviser commenced the appointment: 2015-01-08
    The date the Financial Adviser ceased the appointment: 2017-04-06
    Authorised Representative Name: WESTPAC BANKING CORPORATION
    Authorised Representative Number: 000233714
    Rep Appointed ABN: 33007457141
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services - Tribeca ~ Bachelor of Business (Economics and Finance) - RMIT University ~ Diploma of Finance and Mortgage Broking Management - TAFE NSW ~ Margin Lending - GWM Adviser Services ~ Self Managed Superannuation Fund - Mentor Education
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  2. Financial Adviser Status: Ceased
    Name of the licence holder: MERITUM FINANCIAL GROUP PTY LTD
    Licence Number: 000245569
    Licence ABN: 93106888215
    The company(ies) or people who control the licensee's business: MLC WEALTH LIMITED ~ NATIONAL AUSTRALIA BANK LIMITED
    The date the Financial Adviser commenced the appointment: 2011-02-14
    The date the Financial Adviser ceased the appointment: 2012-10-05
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services - Tribeca ~ Bachelor of Business (Economics and Finance) - RMIT University ~ Diploma of Finance and Mortgage Broking Management - TAFE NSW ~ Margin Lending - GWM Adviser Services ~ Self Managed Superannuation Fund - Mentor Education
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  3. Financial Adviser Status: Ceased
    Name of the licence holder: GWM ADVISER SERVICES LIMITED
    Licence Number: 000230692
    Licence ABN: 96002071749
    The company(ies) or people who control the licensee's business: MLC WEALTH LIMITED ~ NATIONAL AUSTRALIA BANK LIMITED
    The date the Financial Adviser commenced the appointment: 2012-10-08
    The date the Financial Adviser ceased the appointment: 2013-08-09
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services - Tribeca ~ Bachelor of Business (Economics and Finance) - RMIT University ~ Diploma of Finance and Mortgage Broking Management - TAFE NSW ~ Margin Lending - GWM Adviser Services ~ Self Managed Superannuation Fund - Mentor Education
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  4. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: MERCER FINANCIAL ADVICE (AUSTRALIA) PTY LTD
    Licence Number: 000411766
    Licence ABN: 76153168293
    The company(ies) or people who control the licensee's business: Marsh Mercer Holdings (Australia) Pty Ltd ~ MERCER (AUSTRALIA) PTY LTD [Date Ceased: 2016-04-13]
    The date the Financial Adviser commenced the appointment: 2019-10-21
    Authorised Representative Name: MERCER FINANCIAL ADVICE (AUSTRALIA) PTY LTD
    Authorised Representative Number: 000411766
    Rep Appointed ABN: 76153168293
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services - Tribeca ~ Bachelor of Business (Economics and Finance) - RMIT University ~ Diploma of Finance and Mortgage Broking Management - TAFE NSW ~ Margin Lending - GWM Adviser Services ~ Self Managed Superannuation Fund - Mentor Education
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  5. Financial Adviser Status: Ceased
    Name of the licence holder: PERPETUAL TRUSTEE COMPANY LIMITED
    Licence Number: 000236643
    Licence ABN: 42000001007
    The company(ies) or people who control the licensee's business: PERPETUAL LIMITED
    The date the Financial Adviser commenced the appointment: 2017-05-16
    The date the Financial Adviser ceased the appointment: 2019-09-20
    Authorised Representative Name: PERPETUAL TRUSTEE COMPANY LIMITED
    Authorised Representative Number: 000236643
    Rep Appointed ABN: 42000001007
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services - Tribeca ~ Bachelor of Business (Economics and Finance) - RMIT University ~ Diploma of Finance and Mortgage Broking Management - TAFE NSW ~ Margin Lending - GWM Adviser Services ~ Self Managed Superannuation Fund - Mentor Education
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)
  6. Financial Adviser Status: Ceased
    Name of the licence holder: SECURITOR FINANCIAL GROUP LTD
    Licence Number: 000240687
    Licence ABN: 48009189495
    The company(ies) or people who control the licensee's business: WESTPAC BANKING CORPORATION
    The date the Financial Adviser commenced the appointment: 2013-08-12
    The date the Financial Adviser ceased the appointment: 2014-01-13
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Services - Tribeca ~ Bachelor of Business (Economics and Finance) - RMIT University ~ Diploma of Finance and Mortgage Broking Management - TAFE NSW ~ Margin Lending - GWM Adviser Services ~ Self Managed Superannuation Fund - Mentor Education
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.