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Financial Advisers: PAUL JAMES FRANKLIN Information

This is the detailed information about PAUL JAMES FRANKLIN, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 001000085, the year the Financial Adviser first provided advice is 1967 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:56:23.

Financial Adviser Number: 001000085
Financial Adviser Name: PAUL JAMES FRANKLIN
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1967
  1. Financial Adviser Status: Current
    Name of the licence holder: GROUP FINANCIAL ADVISING PTY LTD
    Licence Number: 000237561
    Licence ABN: 53001326745
    The date the Financial Adviser commenced the appointment: 2015-03-09
    Authorised Representative Name: GROUP FINANCIAL ADVISING PTY LTD
    Authorised Representative Number: 000237561
    Rep Appointed ABN: 53001326745
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Planning - National Insurance Brokers Association
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)
  2. Financial Adviser Status: Ceased
    Name of the licence holder: GROUP FINANCIAL ADVISING PTY LTD
    Licence Number: 000237561
    Licence ABN: 53001326745
    The date the Financial Adviser commenced the appointment: 2003-12-19
    The date the Financial Adviser ceased the appointment: 2015-03-12
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Diploma of Financial Planning - National Insurance Brokers Association
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Association of Financial Advisers (AFA)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.