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Financial Advisers: MITCHELL ROBERT GALLINA Information
This is the detailed information about MITCHELL ROBERT GALLINA, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 001001267, the year the Financial Adviser first provided advice is 2011 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:56:27.
Financial Adviser Number: 001001267
Financial Adviser Name: MITCHELL ROBERT GALLINA
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2011
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The sub type of the Financial Adviser: Financial AdviserFinancial Adviser Status: CurrentName of the licence holder: FORTNUM PRIVATE WEALTH LTDLicence Number: 000357306Licence ABN: 54139889535The company(ies) or people who control the licensee's business: FORTNUM PRIVATE WEALTH LTDThe date the Financial Adviser commenced the appointment: 2019-08-21Authorised Representative Name: FORTNUM PRIVATE WEALTH LTDAuthorised Representative Number: 000357306Rep Appointed ABN: 54139889535Fin Deposit and Payment Products/Non-basic Deposit Products: 1Fin Government Debentures, Stocks or Bonds: 1Fin Life Products/Investment Life Insurance Products: 1Fin Life Products/Life Risk Insurance Products: 1Fin Managed Investment Schemes, including IDPS: 1Fin Retirement Savings Account Products: 1Fin Securities: 1Fin Superannuation: 1Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: ALPA - Kaplan ~ Bachelor of Commerce (Financial Planning & Marketing) - University of Wollongong ~ Certificate IV Financial Services (Finance/Mortgage Broking) - GWM Adviser Services/Advice Education ~ SuperConcepts & ICFS Specialist SMSF course - Super ConceptsProvides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association (FPA) - Certified Financial Planner
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Financial Adviser Status: CeasedName of the licence holder: BW FINANCIAL ADVICE LIMITEDLicence Number: 000230727Licence ABN: 97097084878The company(ies) or people who control the licensee's business: COMMONWEALTH BANK OF AUSTRALIA [Date Ceased: 2019-12-04]The date the Financial Adviser commenced the appointment: 2014-02-21The date the Financial Adviser ceased the appointment: 2016-10-25Authorised Representative Name: BW FINANCIAL ADVICE LIMITEDAuthorised Representative Number: 000230727Rep Appointed ABN: 97097084878Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: ALPA - Kaplan ~ Bachelor of Commerce (Financial Planning & Marketing) - University of Wollongong ~ Certificate IV Financial Services (Finance/Mortgage Broking) - GWM Adviser Services/Advice Education ~ SuperConcepts & ICFS Specialist SMSF course - Super ConceptsProvides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association (FPA) - Certified Financial PlannerProvides details on areas the Financial Adviser is restricted from giving advice on: Not authorised to provide personal advice on Securities; Standard Margin Lending; SMSF.
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Financial Adviser Status: CeasedName of the licence holder: FINANCIAL WISDOM LIMITEDLicence Number: 000231138Licence ABN: 70006646108The company(ies) or people who control the licensee's business: COMMONWEALTH BANK OF AUSTRALIAThe date the Financial Adviser commenced the appointment: 2016-11-21The date the Financial Adviser ceased the appointment: 2019-08-20Authorised Representative Name: FINANCIAL WISDOM LIMITEDAuthorised Representative Number: 000231138Rep Appointed ABN: 70006646108Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: ALPA - Kaplan ~ Bachelor of Commerce (Financial Planning & Marketing) - University of Wollongong ~ Certificate IV Financial Services (Finance/Mortgage Broking) - GWM Adviser Services/Advice Education ~ SuperConcepts & ICFS Specialist SMSF course - Super ConceptsProvides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association (FPA) - Certified Financial PlannerProvides details on areas the Financial Adviser is restricted from giving advice on: Not authorised to provide personal advice on SMSF, Standard Margin Lending
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Financial Adviser Status: CeasedName of the licence holder: COMMONWEALTH FINANCIAL PLANNING LIMITEDLicence Number: 000231139Licence ABN: 65003900169The company(ies) or people who control the licensee's business: COMMONWEALTH BANK OF AUSTRALIAThe date the Financial Adviser commenced the appointment: 2013-06-17The date the Financial Adviser ceased the appointment: 2014-01-24Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: ALPA - Kaplan ~ Bachelor of Commerce (Financial Planning & Marketing) - University of Wollongong ~ Certificate IV Financial Services (Finance/Mortgage Broking) - GWM Adviser Services/Advice Education ~ SuperConcepts & ICFS Specialist SMSF course - Super ConceptsProvides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association (FPA) - Certified Financial Planner
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Financial Adviser Status: CeasedName of the licence holder: MLC LIMITEDLicence Number: 000230694Licence ABN: 90000000402The company(ies) or people who control the licensee's business: NIPPON LIFE INSURANCE COMPANYThe date the Financial Adviser commenced the appointment: 2011-09-01The date the Financial Adviser ceased the appointment: 2013-03-01Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: ALPA - Kaplan ~ Bachelor of Commerce (Financial Planning & Marketing) - University of Wollongong ~ Certificate IV Financial Services (Finance/Mortgage Broking) - GWM Adviser Services/Advice Education ~ SuperConcepts & ICFS Specialist SMSF course - Super ConceptsProvides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association (FPA) - Certified Financial Planner
Data Dictionary
The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.