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Financial Advisers: PATRICIA MARGARET HARRISON Information

This is the detailed information about PATRICIA MARGARET HARRISON, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 001004732, the year the Financial Adviser first provided advice is 1975 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:56:39.

Financial Adviser Number: 001004732
Financial Adviser Name: PATRICIA MARGARET HARRISON
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1975
Adviser Town: Sydney
Adviser State: NSW
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: SEQUOIA WEALTH MANAGEMENT PTY LTD
    Licence Number: 000472387
    The date the Financial Adviser commenced the appointment: 2020-07-01
    Authorised Representative Name: SEQUOIA WEALTH MANAGEMENT PTY LTD
    Authorised Representative Number: 000472387
    Fin Derivatives: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Securities: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Elected to membership - The Sydney Stock Exchange Limited ~ First place, certificate course - Securities Institute of Australia ~ PS 146 - Grandfathered
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Stockbrokers and Financial Advisers Association (SAFAA)
    Provides details on areas the Financial Adviser is restricted from giving advice on: Managed Investment Schemes, excluding IDPS
  2. Financial Adviser Status: Ceased
    Name of the licence holder: PHILLIP CAPITAL LIMITED
    Licence Number: 000246827
    Licence ABN: 14002918247
    The date the Financial Adviser commenced the appointment: 2004-03-01
    The date the Financial Adviser ceased the appointment: 2020-06-30
    Authorised Representative Name: PHILLIP CAPITAL LIMITED
    Authorised Representative Number: 000246827
    Rep Appointed ABN: 14002918247
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Elected to membership - The Sydney Stock Exchange Limited ~ First place, certificate course - Securities Institute of Australia ~ PS 146 - Grandfathered
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Stockbrokers and Financial Advisers Association (SAFAA)
    Provides details on areas the Financial Adviser is restricted from giving advice on: Managed Investment Schemes, excluding IDPS MDA Services

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.